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EDUCATION POLICY SUB-COMMITTEE
 
20TH NOVEMBER 1990
 
ADULT CONTINUING EDUCATION SERVICE - REVIEW OF MANAGEMENT STRUCTURES
 
REPORT OF COUNTY EDUCATION OFFICER
 
Responsible Officer - Andrew Seber
 
SUMMARY
 
1    This paper reports on the action which has been taken in
     considering the appropriate management arrangements for adult
     education institutes in the central, south-east and south-west
     divisions, and on the work of the task group charged with
     evaluating a Community College proposal in the north-east
     division.  It concludes that college-based solutions should be
     implemented in the Central and South East divisions, while
     further work should be carried out in the other two areas on a
     possible contractual approach.
 
BACKGROUND
 
2    At its meeting on 23rd January 1990 the Sub-Committee
     considered a paper on the results of consultations which had
     taken place on a proposal that all adult education in Hampshire
     should be college-managed.
 
3    The Education Committee then agreed to the following actions:
 
     (a)  That the merger of the West New Forest Institute and
          Brockenhurst College be implemented as soon as possible
          and made fully effective by 1st September 1990.
 
     (b)  That the appropriate Assistant County Education Officers
          in respect of the Portsmouth, Totton and Waterside,
          Southampton and Central Hampshire Institutes undertake
          early consultation about the merger of those Institutes
          with appropriate Colleges.
 
     (c)  That a Task Group be established to consider in detail the
          viability of the proposal to merge the North East
          Hampshire Institute and the Deane Institute into a
          Community College, with particular attention being paid to
          the arguments outlined in paragraph 7 of the report to the
          Policy Sub Committee dated 11 July 1989.
 
ACTION TAKEN IN RESPONSE TO THE RECOMMENDATIONS
 
4    The merger of the West New Forest Institute and Brockenhurst
     College has been completed.
 
5    The Assistant County Education Officers of the Central, South
     East and South West Divisions invited bids to be made by
     post-16 establishments for the management of the free-standing
     Institutes in their respective areas.  Consultation included
     meetings at which the Management Committees of the Institutes
 
     received presentations from senior staff of the bidding
     establishments, and public meetings.
 
6    The reports of the Assistant County Education Officers on these
     arrangements are attached as appendices 1 to 3.  Their
     recommendations can be summarised as follows:
 
       i) Central Division: That the Central Hampshire Institute
          should be merged with Peter Symonds' Sixth Form College.
 
      ii) South-East Division: That the Portsmouth Institute should
          be merged with South Downs College.
 
     iii) South-West Division: That further consideration should be
          given to a scheme involving the maintenance of aspects of
          the existing Institute structure in order to carry out
          strategic functions, with day to day ACE provision being
          made by schools and colleges on the basis of contractual
          arrangements.
 
7    Adult Continuing Education in North East Hampshire is provided
     by Alton College and by the Deane, and North East Hampshire,
     Institutes.  In the case of the Institutes, a task group
     chaired by the Deputy County Education Officer met to consider
     the Community College proposal.  The group included the ACEO,
     specialist inspectors and officers, representative college
     principals and the principals of the North East Hants, and
     Deane, Institutes.  It became evident at an early stage that
     the original proposal developed from the work of the institute
     principals would not be viable.  At a late stage a fuller and
     substantially revised version of the proposal was put forward
     and a copy is attached for information: Appendix 4
 
8.   The revised proposal for a Community College has been examined
     in detail, and the majority view of the task group is that,
     even in its revised form, the proposal describes an
     organisation which could be viable but would leave doubts about
     its robustness.  This results in particular from the level of
     resourcing available to the Deane, and North East, Institutes
     in the current year and projected into the next financial year
     and also from the fact that the formula funding of adult
     education, which is due to be implemented with effect from 1
     April 1992, can be expected to provide a level of funding no
     higher than that currently available and probably at a lower
     level.  The level of sponsorship, fees and other income would
     have to be sustained at least at the amounts proposed in order
     to ensure the future of the management, support and delivery
     structures.
 
9.   For a Community College to be established as proposed, the
     County Council would also have to exercise its discretion under
     the Scheme of Delegation for Colleges to include a College with
     fewer full time equivalent students than the minimum determined
     by the Secretary of State for automatic inclusion in the
     Scheme.  The minimum number is 200, and the Community College
     would fall significantly below this figure.
 
 
10.  In the course of the task group's work, an alternative proposal
     for a management structure was put forward.  This would involve
     the disbanding of the two institutes and the establishment of a
     Divisional Management Panel for ACE charged with ensuring the
     coherence, consistency and development of the provision made in
     North East Hampshire and the translation of county policy into
     practice in a cost-effective manner.
 
11.  The elements of the proposed structure working within a
     framework of county policy could be as follows:
 
 
                         Divisional Management Panel
 
 
                              Implementation Group
 
 
               Providing Institutions (major and sub-contracted)
 
     The management panel could include county councillors,
     governors (or their representatives) of the major providing
     institutions, district and borough representatives and user
     groups.  It would be serviced by the Assistant County Education
     Officer and members of his staff.
 
12.  The broad policy directions laid down by the management panel
     would be translated into practice (including the allocation of
     resources) by the Implementation Group.  This would include
     representatives of the providing institutions, together with
     the ACEO.  The group would not provide the ACE service but
     rather ensure that it was provided in such a way as to conform
     with the policies of the management panel.  Particular
     attention would be paid to training, identification of need,
     the development of ACE in the area and to enabling ACE students
     to progress to wider educational opportunities.
 
13.  It is envisaged that, from the resources made available by the
     disbanding of the two institutes, one officer and one inspector
     appointment would need to be made by the ACEO to carry out
     necessary functions including monitoring, evaluation,
     development and administration.  There would not be a need for
     a management and support structure of the size required to run
     a college or institute.  The main part of the resources
     released would, therefore, be available directly to operate and
     develop the service.  It would be important to take account of
     the position of community schools within this proposed
     framework.
 
14.  The relationship between the Implementation Group and the
     providing institutions would be that of contractor and
     sub-contractor.  The ACEO would define what kinds of provision
     were required, to include mainstream, continuing activity, and
     also developmental and outreach work.  In their turn,
     institutions could state how they would seek to offer such
     provision, and where this met the ACEO's criteria, appropriate
     resources would be allocated to be used by the institution
     concerned as it saw fit.  It is envisaged that a major
     institution could further sub-contract elements of the
     provision to smaller establishments to ensure, for example,
     that local needs were met in a sensitive and comprehensive way.
 
15.  The detailed workings of the scheme have not yet been
     considered but a working group of officers and inspectors could
     carry out this exercise and report on the outcome to the
 
     Sub-Committee in due course, with no action being taken in the
     meantime to reorganise the management structure of adult
     education in north-east Hampshire.
 
CONCLUSIONS
 
16.  The consultations undertaken by the Assistant County Education
     Officers in the central, south-east and south-west divisions
     have enabled them to make professional assessments of the best
     ways forward locally.
 
17.  The task group operating in the North-East division has been
     able to examine the Community College proposal and to generate
     an alternative managerial structure which appears to have
     considerable merit.
 
18.  The recommendations of this report reflect the work done to
     date, and support the concept of merging Institutes with Post
     16 colleges in two of the four divisions.  Local considerations
     have given rise to the alternative approaches included in the
     reports from the other two divisions.  Further detailed work is
     necessary to establish firmly their suitability to the
     management of Adult Continuing Education in the county.
 
RECOMMENDATIONS
 
It is RECOMMENDED that:
 
1.   It be a recommendation to the Education Committee that the
     proposals made for the management of adult education in the
     central and south east divisions be adopted.
 
2.   The proposal for an alternative management system in the South
     West Division be further explored.
 
3.   The proposal for a Community College in the north-east division
     be not adopted, but that a working group of officers and
     inspectors be asked to examine further the alternative
     structure proposed.
 
 
                                                     Appendix 1
 
 
DIVISION
 
 The future Management Arrangements for the Central Hampshire
 Community Education Institute
 
Report of the County Education Officer
 
Responsible Officer: John Charles, Assistant County Education
                                   Officer (Central)
 
1.   Summary
 
     1.1  There  are  currently  three  Institutes  in  the  Central
          Division  responsible   for   the   provision   of   adult
          continuing education  -  the college-based  Institutes  at
          Cricklade  Tertiary  College,  Andover  and  at  Eastleigh
          College  of  Further   Education  and  the   free-standing
          Central   Hampshire    Community   Education    Institute,
          Winchester.  The geographical areas of the Institutes  are
          indicated on the attached map.
 
     1.2  Following the  Committee  decision that  there  should  be
          consultation on  the  future management  of  free-standing
          Institutes, proposals  to  undertake  this  responsibility
          were received  from Cricklade  College, Eastleigh  College
          and Peter  Symonds' Sixth  Form College,  Winchester;  the
          Central Hampshire  Institute  put forward  a  proposal  to
          remain free-standing.  These are explained in Section 2.
 
     1.3  Extensive consultations have taken place concerning  these
          submissions, details of which are given in Section 3.
 
     1.4  The issues that have been raised consistently include:
 
          (a)  concern  that  the  quality  of  service  should   be
               sustained
 
          (b)  the extent  to  which  the decision  to  examine  the
               management arrangements of free-standing Institutes is
               based purely on financial considerations.
 
          (c)  the  reasons   why   any  departure   from   existing
               arrangements is thought necessary
 
          (d)  the need to  ensure that  Adult Continuing  Education
               continues to be delivered locally and is sensitive to
               local needs
 
          (e)  the need to ensure  that existing provision in  rural
               areas is maintained
 
 
          (f)  the importance of cost-effective management in  order
               to hold down the level of fees and still ensure that an
               effective programme is retained.
 
     1.5  Section 4  contains the  recommendation of  the  Assistant
          County  Education  Officer  that  Peter  Symonds'  College
          should take over responsibility for the management of  the
          Central Hampshire  Institute.   Of the  College  proposals
          the  Peter  Symonds'  'bid'   has  clearly  received   the
          greatest  support,   including   that   of   the   interim
          management group of the Institute and of the  professional
          staff.
 
2.   The Proposals
 
     2.1  The Cricklade submission emphasises the fact that  through
          its  college-based  Institute,  operating  under   further
          education  regulations,  the  College  has  the  necessary
          background   and   experience   to   undertake   a   wider
          responsibility; it also enjoys  links with the Romsey  and
          Winchester areas.    Two  options have  been  proposed  by
          Cricklade:-
 
          (a)  a full management partnership between Peter  Symonds'
               College and Cricklade College, combining a Winchester
               base with the full range of tertiary college expertise
 
          OR
 
          (b)  a  management  partnership  between  Peter  Symonds';
               College and Cricklade based on a geographical split of
               the  Institute's   work,  with   Cricklade   assuming
               responsibility for those parts of the Central Hampshire
               Institute falling within the area for which the  Test
               Valley District Council is responsible.
 
     2.2  Eastleigh, as  with Cricklade,  emphasises its  experience
          in operating a college-based  Institute and refers in  its
          proposal to  the strong  links that  already exist  within
          the Romsey  area (for  example through  TVEI) and  in  its
          role as the further  education college for the  Winchester
          area.  Particular  stress is  placed on  the economies  of
          scale  that  the  College  enjoys  through  its  size   of
          operation.
 
     2.3  Peter Symonds'  refers to  the close  connection that  has
          existed  with  the   Institute  throughout  the   latter's
          existence;  the   Institute's   administrative   base   is
          currently on the Peter  Symonds' site (although  scheduled
          to move one mile  away to the  former Weeke Infant  School
          premises) and the College  Principal has been Chairman  of
          the Institute since its beginning  in 1982.  Great  stress
          is placed  on  what  the  Institute  could  bring  to  the
          College in terms  of ethos, methodology  and the  positive
          contribution of adults,  as well  as on  what the  College
          might offer the  Institute.  The  College recognises  that
          issues such as  the fact  that it  operates under  Schools
 
          Regulations will need to be  addressed in the event of  it
          becoming responsible for the management of the Institute.
 
     2.4  All three  Colleges  have  appreciated,  in  making  their
          proposals  the  need   for  appropriate  governing   body,
          committee and  consultative structures  and procedures  to
          be established and  for there to  be genuine liaison  with
          students and with the local community.
 
     2.5  The Central  Hampshire  Institute  submission,  to  remain
          free-standing, concentrates  to  a significant  extent  on
          what criteria should be applied in any examination of  the
          relative  strengths  and  contributions  of  the  Colleges
          seeking to take over responsibility for the management  of
          the Institute.   Proper emphasis is  placed on the  record
          of the Institute, although  there is open  acknowledgement
          of the financial constraints  and issues which  Institutes
          are increasingly being forced to address.
 
3.   Consultations
 
     3.1  The submissions  referred  to  in  Section  1  above  have
          received widespread discussion at meetings of:
 
          (a)  school/college governors and campus organisations
 
          (b)  professional staff of the Central Hampshire Institute
 
          (c)  local communities/voluntary  bodies and  the  general
               public at meetings that took place at Romsey, Winchester
               and  Alresford.
 
     3.2  Public Meetings
 
     Details are given below  of the major  points discussed at  the
     three public meetings, to an extent referred to in Section  1.3
     above:-
 
     (a)  Romsey (attendance 32)
 
          (i)  the reasons  why the  Colleges wish  to extend  their
               responsibilities
 
          (ii) the  absolute  importance  of  retaining  a   locally
               devolved and accountable service
 
          (iii)whether ACE would be swamped within a College
               structure
 
          (iv) the potential impact of formula funding
 
          (v)  whether Romsey could take responsibility for its  own
               ACE
 
          (vi) the need to protect outreach work
 
          (vii)the increased power of governing bodies and how this
               affects Institutes.
 
 
     At the end of the meeting, an informal vote was taken.  No  one
     felt that  the existing  college-based ACE  services were  more
     likely to deliver a customer-focused service than the  existing
     arrangements.   18 felt  that the  Central Hants  Institute  as
     currently structured was doing an effective job.
          (b)  Winchester (attendance 60)
 
          (i)  whether the whole exercise is about finance only
 
          (ii) unit costs  and  recent  increases  in  fees  in  the
               Central Hampshire Institute area
 
          (iii)whether the fact that Peter Symonds' operates under
               Schools rather than Further Education regulations would
               cause difficulties
 
          (iv) economies  of  scale   and  protection  of   minority
               subjects
 
          (v)  the ongoing difficulties  of establishing the  Budget
               position of the Institute in the current financial year
 
          (vi) the need to ensure a locally-based service
 
          (vii)the ability of the Institute to protect its
               programme.
 
     The meeting reached the unanimous conclusion that the management
     of the Institute should remain in Winchester (whether based  on
     Peter Symonds' or free-standing); no  support was given to  the
     Cricklade or Eastleigh proposals.
 
     (c)  Alresford (attendance 18)
 
          (i)  fear of losing smaller classes in rural areas
 
          (ii) concern about the  ability of  Institutes to  support
               minority interests
 
          (iii)concern about current high fee levels
 
          (iv) whether economies  of scale  would really  accrue  if
               the  Central   Hampshire  Institute   ceases  to   be
               free-standing
 
          (v)  the need to sustain existing levels of ACE  provision
               in Alresford
 
          (vi) the need  to ensure  an  Institute strong  enough  to
               negotiate effectively with schools and their governors
 
     The only clear consensus to emerge from the meeting was a  high
     level of  satisfaction with  the Institute  and expressions  of
     regret that its financial position had been eroded to the point
     where it no longer seemed viable.
 
 
     3.3  The Central Hampshire Institute Management Group
 
          The interim management group  considered the responses  of
          the  Institute  staff  as   presented  by  the   Institute
          Principal, who expressed the  frustration of staff at  the
          prospect of reorganisation after  working so hard for  the
          service and their belief that  if changes have to be  made
          management by Peter Symonds'  College was undoubtedly  the
          best solution for the Central Hampshire area.
 
          Much of the remainder of  the meeting then focused on  the
          Peter Symonds'  submission, regarded  as by  some way  the
          most comprehensive  and  offering  a  genuine  partnership
          with the Institute.  Issues  to be explored, such as  what
          the  concept  of   a  new  College   means  in   practice,
          appropriate   financial    arrangements,    training/staff
          development,    staff    job    security,    the    future
          administrative   structure,   examination    arrangements,
          marketing and business links, were identified.
 
          The  importance  of  the  College  establishing  effective
          links with the Romsey area was stressed; the question  was
          raised of  the  implications  for  the  Institute  of  the
          College   at any stage achieving grant-maintained status.
          The overall view of the management group, reiterated at  a
          subsequent meeting, was that  no sufficiently strong  case
          has been made  for the Institute  to become  college-based
          but in the  event of  this happening the  link with  Peter
          Symond's is the preferred way forward.
 
     3.4  Correspondence
 
          The following correspondence has been received:
 
          (i)  Notes of the meeting (3 October) of the  professional
               staff of the Central Hampshire Institute at which the
               majority  felt  that  the  Peter  Symonds'  proposals
               represented the best way forward for the area should a
               college-based Institute be established; however, this
               would only be acceptable if assurances were given  on
               issues such  as  job security  for  Institute  staff,
               together with proper recognition of senior staff  and
               appropriate authority accorded to any committee of the
               Governing Body responsible for the Institute.
 
          (ii) A letter from the Chairman of Governors and  Chairman
               of Romsey Community School Campus which emphasises the
               importance of a quality service that recognises local
               needs and reacts to them; concern is expressed that the
               Eastleigh or Cricklade Institutes would have a potential
               monopoly of provision.  Reference is also made to the
               success of the Central Hampshire Institute.
 
          (iii)A letter from the headteacher of Perins School which
               gives, on behalf of the School and Governors, emphatic
               support to the  Peter Symonds'  option and  expresses
               strong reservations about the other three proposals.
 
          (iv) A  letter   from   the  Mountbatten   School   Campus
               organisation, Romsey,  indicating confidence  in  the
               Central Hampshire Institute and stressing the importance
               of local provision in the area.
 
          (v)  Four letters from  individuals, two  of which  firmly
               support the current arrangement, a third which favours
               the Eastleigh  option,  particularly  on  grounds  of
               financial effectiveness, and a fourth supporting  the
               Peter Symonds' proposal.
 
4.   Recommendations of the Assistant County Education Officer
 
     The consultations  have produced  no united  view on  the  most
     appropriate  future  management  arrangement  for  the  Central
     Hampshire Institute.  Proper recognition has been given to  the
     successes  of  the  Institute,  but  there  has  also  been  an
     appreciation of the  vulnerability of free-standing  Institutes
     operating in the context of continuing financial constraint and
     formula funding and of the  levels of efficiency and  expertise
     that will be required in order to safeguard the service.  Little
     support has been forthcoming for the Cricklade proposals, which
     have not been  the subject  of discussion  with Peter  Symonds'
     College, nor for  the Eastleigh option.   Without question  the
     submission by Peter Symonds' has  met with the most  favourable
     response of  all  the  college  options,  particularly  at  the
     Winchester public meeting and in responses from Perins  School,
     Alresford, from  professional  Institute  staff  and  from  the
     Institute management group; at  the same time  a number of  key
     issues have  been identified  that would  require  satisfactory
     resolution if the College is to undertake the management of the
     Central Hampshire  Institute.    The  considered  view  of  the
     Assistant County  Education Officer  is that  these points  are
     capable of resolution  and that  the link  with Peter  Symonds'
     would strengthen both the Institute  and the College, ensure  a
     locally based service and build  on the undoubted successes  of
     the Institute;  it would  establish  the framework  for  future
     viability and safeguard the quality and extent of the provision
     achieved by the Institute; no such future can be forecast  with
     any degree  of  certainty  for  the  Institute  if  it  remains
     free-standing.
 
RECOMMENDATION
 
The recommendation of the Assistant County Education Officer is that
Peter Symonds'  College  should  be  given  responsibility  for  the
management of the Central Hampshire Community Education Institute.
 
                                                    Appendix 2
 
 
SOUTH EAST DIVISION
 
Adult Continuing  Education  Service  in  the  South  East  Division
Arrangements
 
Report of the County Education Officer
 
Responsible Officer  :  George Heller  (Assistant  County  Education
Officer, South East)
 
 
1.   SUMMARY
 
     This report by the Assistant  County Education Officer for  the
     South East  Division describes  the consultations  carried  out
     during the summer term 1990 with regard to the future management
     arrangements of the  Portsmouth Institute  of Adult  Continuing
     Education.   The report  highlights the  consultation  process,
     outlines the principal  aspects of the  proposals submitted  by
     three post-16  colleges, assesses  the  bid of  the  Portsmouth
     Institute to remain free-standing and recommends that the
     Institute be merged with  a college and  that, on balance,  the
     most appropriate college would be South Downs College of Further
     Education.
 
2.   SETTING THE SCENE
 
     2.1  Following  concerns   expressed   by   Portsmouth   County
          Councillors and the  Institute Management Committee  about
          the Education  Committee's  decisions  concerning  mergers
          with post  16 colleges,  clarification  was given  to  the
          effect  that  it  would  be  appropriate  for  the  Policy
          Sub-Committee   to    consider    other    proposals    or
          possibilities with  regard to  the Portsmouth  Institute's
          future.   The County  Chief Executive  made clear  to  the
          Chairman of the Portsmouth Institute Management  Committee
          that, although the  Committee had  accepted the  principle
          of  a   merger  between   Institutes  and   colleges,   no
          individual  decision  had   been  made   with  regard   to
          Portsmouth and a further  period of consultation was  then
          in progress.  A report on the consultations would be  made
          to the Education Policy Sub-Committee in the autumn.   The
          County Education  Officer later  made clear  that  Members
          would expect to consider all options that might be  raised
          during consultation including those which did not  involve
          merger with a post-16 college.
 
3.   CONSULTATION AND TIMESCALE
 
     3.1  On 30th April 1990 the ACEO for the South East Division
          invited  Principals   of   all  the   Division's   post-16
          establishments  to   offer   proposals  for   the   future
          management of  the Portsmouth  Institute  by 8th  June  if
          they so wished.   Bids  submitted would be  passed to  the
 
          Institute  Management  Committee  in  order  to  have   an
          opportunity to  give consideration  to  the bids  and,  in
          addition, to make comment in  the context of presenting  a
          case for  the  Institute  to remain  free-standing.    The
          Management Committee was given a deadline of 6th July.
 
     3.2  In writing to  college Principals and  the Institute,  the
          ACEO  emphasised  the   importance  of  delivering   Adult
          Continuing  Education  as  a  quality  service,   whatever
          future  arrangements  might  be  brought  into  operation.
          Reference was made  to ACE  as being an  integral part  of
          the  Hampshire  education  service.    The   documentation
          included reference to  those aspects of  ACE which  denote
          quality,  its  distinctiveness   and  the   organisational
          implications  for  colleges  of  managing  the  Portsmouth
          Institute.   Other  pertinent issues  highlighted  in  the
          documentation were  the  future  management  of  ACE  with
          particular reference  to  the  scheme  of  delegation  for
          Further   Education,   demography,   curriculum    change,
          information   technology    requirements,   LMS/LMC    and
          community  use,   three   year   development   plans   and
          management structures.    In submitting  their  proposals,
          college principals were asked to pay close attention to  a
          document prepared by  the Portsmouth Institute  describing
          its current management, structure, staffing and premises.
 
4.   SUBMISSION OF BIDS
 
     4.1  Three colleges submitted proposals  for a merger with  the
          Portsmouth Institute:  Portsmouth College  of Art,  Design
          and Further  Education,  South Downs  College  of  Further
          Education and Highbury College  of Technology.  A  special
          meeting of the Institute Management Committee was held  on
          the 19th  June to  evaluate  the colleges'  proposals  and
          also to  determine  the  style  and  content  of  its  own
          submission  to  remain  free-standing.    The   Management
          committee divided into  small groups in  order to  discuss
          the colleges' proposals and  to evaluate them against  the
          criteria outlined by the ACEO:
 
                         the adult learner
                         curriculum
                         the part-time dimension
                         staff development
                         finance
                         management networks
 
     4.2  It became  clear at  the 19th  June meeting  that  further
          clarification would  have to  be sought  from the  college
          principals themselves.  A further meeting was,  therefore,
          convened on  the 2nd  July at  which Management  Committee
          members had  an  opportunity to  discuss  specific  issues
          with each  of the  college  principals.   Each  principal,
          therefore, was  able to  outline the  major highlights  of
          the proposal and Committee  members had their  opportunity
          to pursue their own particular lines of enquiry.
 
 
     4.3  On 16th July  the Institute  Management Committee  decided
          that comments on the proposals should be expressed in  the
          context of their unanimous view that the Institute  should
          remain   free-standing.      The   case   for    retaining
          free-standing status was submitted separately to the  ACEO
          to whom the  Chairman of the  Management Committee sent  a
          letter from which the following is a quotation:
 
 
          "There is  no doubt  of the  sincerity and  commitment  of
          each college in their bid and their desire to adapt  their
          services to extend  further into the  community.  In  many
          ways their  expression  of interest  and  intent,  coupled
          with acknowledgement  of the  scope and  effectiveness  of
          the Committee, inadvertently supports the Institute's  own
          case."
 
     The  Management  Committee  declined  to  state  any  order  of
     preference in the college bids.
 
5.   SOUTH DOWNS COLLEGE BID
 
     5.1  The college presents a cogent case for integration of  the
          Portsmouth  Institute  with  clarity   of  goals  and   of
          systems.
 
     5.2  In curriculum terms, South Downs already has a strong  ACE
          track record with a commitment  to the integration of  ACE
          within the college's  curriculum structures, outreach  and
          community work.  The governing body has an ACE  committee.
          The  college  proposal  highlights  its  experience   with
          mature   learners    and    their    needs;    also    its
          client-centredness, the  offer of  curriculum  flexibility
          and progression  accompanied by  appropriate guidance  and
          counselling. There is a student  services unit.  There  is
          a strong focus  on special educational  needs, ABE  (adult
          basic education) and  open learning.   The college  points
          to opportunities  for adult  learners to  progress to  NVQ
          (national  vocational  qualifications).   ACE  is   firmly
          established in the college  development plan which  shares
          with the  Institute's  development  plan a  focus  on  the
          needs of  the individual  learner and  on the  distinctive
          qualities of ACE.
 
     5.3  The college  proposals highlight  the part-time  dimension
          as this affects not only  part-time students but staff  as
          well.   Emphasis is placed on the importance of  networks,
          with resources placed at the point of local delivery  with
          currently 70 venues in operation in South East  Hampshire.
          Accessibility is  promoted  with a  local  advisory  forum
          established for each  centre in the  proposed new  college
          area.   This  centre-based work  would  fit into  a  clear
          system with  effective communication  between the  centres
          and the main structure at South Downs college.   Community
          need would be served by strengthening already  established
          links with Health, Social Services and other groupings.
 
 
     5.4  The college  points  to  clear  management  and  budgetary
          responsibility  with  strong   support  teams  linked   to
          college management  information  systems  networks.    The
          potential  economies   of  scale   are  highlighted.   The
          college's   management   information   system   would   be
          extendable to all cost centres with appropriate  financial
          monitoring and  a  value for  money  approach.   All  this
          would link  with  appropriate monitoring  and  evaluation.
          The  college  emphasises   its  commitment  to   effective
          liaison  with  schools  as   far  as  LMS  and   community
          contracts are concerned.
 
6.   HIGHBURY COLLEGE OF TECHNOLOGY
 
     6.1  If there were  a merger between  the Portsmouth  Institute
          and Highbury  College, the  Institute would  operate as  a
          discrete  department   within   the   college   structure.
          Significant opportunities would thereby be offered to  the
          customers of the  Portsmouth Institute  or new  department
          to  progress  to  the  college's  substantial   vocational
          provision.
 
     6.2  The college highlights its  experience with adults  within
          its Department of Continuing Education with its  provision
          of flexi-study,  modular  programmes  and  open  learning.
          Priority    is    given    to    client-centredness    and
          target-setting.    Adult  learners  would  have   improved
          opportunities   for   access   to   substantial    college
          resources,  guidance  and  counselling  services.    There
          would also be  opportunities for  recruitment to  training
          and re-training.
 
     6.3  With the  Portsmouth Institute  offered  the status  of  a
          college department,  the principal  would be  a member  of
          the management  team.   There could  be a  governing  body
          sub-committee  or   the  incorporation   of  the   current
          Management   Committee.   There    would   certainly    be
          representation on the Academic Board  for ACE work and  on
          the College Management Committee.
 
     6.4  Highbury offers  to  the  Portsmouth  Institute  a  secure
          financial future with its own  delegated budget as a  cost
          centre.     There   would   be   appropriate   access   to
          sophisticated support  systems  in  what  is  one  of  the
          largest colleges in the country.
 
     6.5  Merger with the  Portsmouth Institute  offers Highbury  an
          opportunity to develop  closer links  with the  Portsmouth
          community.  Highbury's  main Cosham site  and its  Unicorn
          Training Centre are  offered as  adult education  centres.
          The facilities at  Cosham and  the UTC  could be  extended
          into evening and weekend sessions with the whole range  of
          college facilities  made  available.    The  UTC  is  also
          offered as a  headquarters for  ACE work.   Such a  merger
          would give Highbury the  opportunity to capitalise on  the
          well-developed  network   built  up   by  the   Portsmouth
          Institute.
 
 
7.   PORTSMOUTH COLLEGE OF ART, DESIGN AND FURTHER EDUCATION
 
     7.1  In its  proposal PCADFE  projects itself  as very  much  a
          curriculum-led and client-centred institution.   It has  a
          strong record  of  course-work assessment,  commitment  to
          equal opportunities and  multi-cultural work  in the  city
          centre  community.   PCADFE  points   to  its   innovative
          approaches   with   flexible   curriculum   delivery   and
          appropriate progression.  It has a strong track record  on
          the special needs curriculum.
 
     7.2  PCADFE's management is  based not so  much on systems  and
          structure but  rather on  a  corporate approach  based  on
          course and  project  teams.     There is  no  hierarchical
          structure as is  the case  with other  colleges and  there
          are no departments or faculties.   There is, therefore,  a
          non-traditional  management   structure  with   what   the
          college points to as being closer management contact  with
          students and tutors.  The college emphasises its  strength
          as   being   based   on   individual   staff   commitment,
          imagination and enthusiasm.
 
8.   PORTSMOUTH INSTITUTE OF ADULT CONTINUING EDUCATION
 
     8.1  Members should be  aware that there  was almost  unanimous
          opposition to a college merger in the earlier consultation
          in  1989,  PCADFE  being  the  college  suggested.    That
          opposition pointed to a  very high degree of  satisfaction
          with the  service  provided by  the  Portsmouth  Institute
          amongst part-time students and staff.  The Institute has a
          powerful  constituency  of  support  within  the  city  of
          Portsmouth.  Staff have worked hard to improve the quality
          and quantity of educational opportunities.  The submission
          of  the  Portsmouth  Institute  to  remain   free-standing
          points, for example, to  a 44% increase  in the number  of
          courses on offer and to an  extension of 46% in the  range
          of  subjects  on  offer.    There  is  a  good  vocational
          programme; ABE provision is strong and well-managed.   The
          Institute is  well known  for its  innovative  approaches.
          There is an extensive network of local contacts with other
          providers and agencies.  The Institute can point to a good
          track record  of budget  control prior  to this  financial
          year's cutbacks.
 
     8.2  The Portsmouth  Institute presented  its comments  on  the
          proposals made by the three  colleges at a meeting of  its
          Management Committee on 16th July;  these are included  in
          Appendix A  of  this  divisional  report.    However,  the
          Institute's assumption is that it can continue to  survive
          as  a  free-standing  establishment  notwithstanding   the
          changes that are to take place over the next three  years.
          Formula  funding   is  not   likely  to   strengthen   the
          Institute's  resource  base.     It  has   a  very   large
          hierarchical infra-structure  and a  very high  proportion
          of the  funding is  spent on  staff who  are not  directly
          involved in delivering  the curriculum.   A  free-standing
          Institute would  have  a  smaller resource  base  than  it
 
          currently enjoys.    Full  financial  delegation  together
          with  formula  funding  would  result  in  a  considerable
          reduction in  the  Institute's resources.    The  staffing
          structure proposed by the Institute could not be  afforded
          within the existing budget let alone a reduced one.
 
9.   CONCLUSION
 
     All  evidence   points   to  the   virtual   impossibility   of
     free-standing Institutes being able to survive in the harsh new
     world of formula  funding.   The best  way forward  is for  the
     Institute to merge with a college.  The recommendation in  this
     report is that the Portsmouth Institute should merge with South
     Downs College.
 
 
                                                    Appendix 3
 
SOUTH WEST DIVISION
 
Report  of  consultations  about  the  future  management  of  Adult
Continuing Education (ACE) in the South West Division
 
Report of the County Education Officer
 
Responsible Officer : Roy Jones, Assistant County Education Officer,
South West Division
 
Summary
 
1.   This paper outlines the  alternative proposals put forward  for
     managing A.C.E. in the South West and comments on the responses
     to consultation.   There is  strong support from  the users  of
     adult education  for the  retention of  a locally  managed  and
     determined service,  but  sixth form,  technical  and  tertiary
     colleges all  offer  safeguards for  the  future funding  of  a
     formula determined budget.  A recommendation is put forward  to
     combine the  best  elements  of the  alternative  proposals  by
     retaining strategic functions on  a divisional basis,  operated
     through  structures   derived  from   existing  free   standing
     institutes, with local delivery and management contracted out to
     colleges and other providers.
 
Present Position
 
2.   Adult education in the South West division is delivered through:
 
     a)   Brockenhurst College for Central and West New Forest.
 
     b)   A "free standing Institute" for Totton and Waterside.
 
     c)   A "free standing Institute" for Southampton.
 
     This paper is concerned with (b)  and (c) above.  There are  no
     proposals to change the the  structure in Central and West  New
     Forest;
 
     Brockenhurst College took  management control  of the  previous
     free standing institute in West New Forest in April 1990.
 
Consultation Process
 
3.   Following the education committee's decision earlier this  year
     to review  the  management  of  A.C.E., all  of  those  with  a
     potential interest in  the South  West were  invited to  submit
     proposals; this included  both existing  Institutes, the  three
     sixth  form   colleges,  Southampton   Technical  College   and
     Brockenhurst Tertiary College.  Discussions were held with  the
     relevant principals  and  briefs  prepared.    Details  of  the
     alternatives put forward were circulated to staff and  relevant
     management committees; to appropriate voluntary bodies with  an
     interest in adult education; and copies were made available  to
     students.  Over six hundred copies of the consultation document
 
     were circulated.  Two  public meetings were advertised  through
     the consultation document.
 
     Proposals and Consultation Comments
 
4.   Free Standing Institutes:
 
     Both Southampton and Totton and Waterside Institutes put forward
     strong arguments for a  retention of free standing  institutes,
     working closely together through a consortium of A.C.E. agencies
     as an Open College Network.
 
5.   In this way the Institutes argue that A.C.E. would be managed by
     organisations which have, as their primary function, meeting the
     needs of adult learners.  Such an organisation would  recognise
     the spare time nature of  much adult learning and teaching  and
     the requirements for specialised forms of management and  staff
     development.
 
6.   An Open College Network would enable good practice to be shared,
     minimise wasteful  competition,  increase  access  to  learning
     through  the  development  of  networks  and  enable   flexible
     groupings of providers to be more effective and efficient.
 
7.   The proposal is based upon the management of A.C.E. in units no
     smaller than Southampton and Totton/Waterside.  The network  of
     local delivery  points would  be  maintained and  as  resources
     allow, developed.   The management of  the Institutes would  be
     consolidated by the establishment of governing bodies.
 
8.   Both institutes have  sound records  of service  direct to  the
     adult community.   They have  evolved and  changed since  their
     creation and remain the only organisations in their areas which
     see the adult as their  prime client.  Despite some  management
     and financial pressures  they have adapted  themselves to  take
     account of changing roles and legislative environments.
 
9.   Changing patterns of life and demands have led to wide  ranging
     curricula, from basic literacy to GCSE and other exam subjects.
     The Institutes  have  kept pace  with  both curriculum  and  IT
     developments.  As  "primary providers" they  have an  important
     role in liaising and working with voluntary and other community
     agencies.
 
10.  Itchen College
 
     This sixth form college is the centre for much Adult  Institute
     work in East Southampton, with nearly 60 adult classes held  on
     the premises  each  week,  and  community  outreach  work.    A
     partnership exists between college staff and Institute workers,
     limited by the problems of  dual management.  The college  sees
     three major reasons for getting involved in A.C.E. management:
 
     a)   a responsibility to  take a  wider community  role and  to
          stimulate   the   cultural,   intellectual,   social   and
          recreational life of those who associate with it.
 
     b)   a way of solving some of the administrative and  financial
          complications  arising  from  LMS,  sharing  premises  and
          community bookings, and  leading to a  more intensive  use
          of "twighlight" hours.
 
     c)   a means of releasing initiatives and energies to make  the
          maximum opportunity of  working as  a unitary  institution
          managing post 16 and adult continuing education.
 
11.  The college  therefore proposes  that ACE  in east  Southampton
     should be managed through a Department of Adult and  Continuing
     Education.    The  new  structure  would  have  the   Principal
     responsible to the college  governors for the Department,  with
     the Head of Department answerable  to the Principal through  an
     Advisory Committee.    This  would include  student  and  local
     council representatives, and  possibly representation from  the
     other  areas  of  the  City   to  help  coordinate  city   wide
     initiatives.
 
12.  Innovative approaches to  meeting the needs  of adult  learners
     would be encouraged.  Flexible packages would be made available
     for those  adults  looking  for  re-training  or  requiring  an
     educational  provision  different  from   that  offered  in   a
     traditional   school   environment.      Thus   open   learning
     opportunities combined with proper support - both personal  and
     through information technology and computer assisted learning -
     would be an attractive offering to students.
 
13.  Itchen can offer excellent learning and recreational facilities.
     A new information centre  provides an excellent resource  area,
     and the proposed building programme will enhance both the social
     centre  and   ACE   administrative  offices.      The   current
     administrative  offices  of   the  adult   institute  in   East
     Southampton are in  the "old"  Sholing Middle  School which  is
     earmarked in the Division's capital development programme as  a
     potential site for  extensions to  Sholing Girls  School.   The
     college  would  aim  to   provide  a  bright  and   stimulating
     environment, unlike the  "mythology of  some evening  classes".
     The Department of A.C.E. would maintain close relationships with
     satellite schools and the Centre at Bitterne Park.
 
14.  The Principal and Governors are concerned to have responsibility
     for activities taking place within  the college, and would  not
     want this to be in  the hands of any  other college.  They  see
     considerable merit in the operation  of a federal system  whose
     management and budgetary control  is exercised by the  college,
     but the Institute retains the functions of training, developing
     a city wide strategy, publicity and quality control.
 
15.  Tauntons College
 
     The  senior  management  team  and  governors  have   carefully
     considered a role for this sixth form college in managing adult
     continuing education in parts of  Southampton.  The college  is
 
     undergoing extensive building work and is currently operating on
     two sites  pending transfer  to  a single  site in  Hill  Lane.
     Because of this the college feels  that now is not the time  to
     develop further  adult education  within a  college  management
     structure.  However, the governors are firmly committed to  the
     concept of  serving their  total community  and would  wish  to
     consider developing  adult  provision  at  some  future  point.
     Therefore any  structure for  managing ACE  in the  South  West
     Division should bear these aspirations in mind.
 
16.  Southampton Technical College
 
     This  further  education   college  believes   that  the   main
     requirement is for a strong unified service across  Southampton
     in order  to  safeguard the  needs  of adults  and  effectively
     utilise the resources.  A service broken up into different City
     districts would be  divisive and wasteful;  indeed the  college
     believes there is an argument to consider extending the unitary
     area to include  Totton and  parts of  the Waterside.   If  the
     college was to manage A.C.E. it would retain much of the present
     staffing and organisational arrangements  but add to them  firm
     resourcing systems and management support.
 
17.  The  college  has  developed  substantial  provision  for   the
     education and training of adults.   At the moment, more than  a
     quarter of all students  are over 25.   The college also has  a
     major commitment to providing for the needs of unemployed adults
     as an approved  managing agent  for employment  training.   The
     "Statement of Educational Character" agreed by college governors
     incorporates a  firm  commitment  to adult  education  and  the
     removal of barriers which make it difficult for some students to
     take advantage of the opportunities offered.
 
18.  The traditional distinction between the work of the college  as
     mainly career and employment related, and the adult  institutes
     as primarily non-vocational, is  argued as being out-dated  and
     unhelpful.  SOTEC feels that if adult education is part of  its
     responsibility there would be the opportunity for the needs  of
     individual adults to be the prime focus of attention and for the
     most appropriate study opportunities to be provided however they
     might be categorised.
 
19.  The college believes  it is in  a strong position  to meet  the
     criteria set out by the ACEO for managing A.C.E.  Experience of
     F.E. formula funding, current multi-site operations and existing
     close working with adults could all be used to strengthen A.C.E.
     in  the  City.    A.C.E.  would  become  part  of  the  college
     development plan, much of which will underpin adult provision.
 
20.  A critical examination of the college management structure  has
     been undertaken, with new arrangements now being introduced.  An
     A.C.E. "manager" would become a member of the senior management
     team, and would be responsible for day to day management through
     a central A.C.E. unit in the  college.  The manager would  work
     closely with  college directors  and secretary  in relation  to
     cross  college  services   and  would   have  line   management
     responsibility for work  in the  various A.C.E.  centres.   The
 
     college is currently developing new approaches for the  support
     of part-time staff.
 
21.  A consultative/liaison committee would be established providing
     a  direct  link  with  the  college  governors,  and  including
     representatives of staff, students  an the community.   Special
     care would be taken to include the views of minority groups.
 
22.  The college  suggests  that it  could  offer a  strong  unified
     continuing education service to Southampton, underpinned
     by existing college departments and computerised administrative
     systems.    Economies  of  scale  would  be  apparent  and  the
     flexibility  of  formula  funding  fully  utilised  to  protect
     important but expensive courses.  Performance indicators  would
     be established to assist in the management of A.C.E.
 
23.  Totton College
 
     There already exists  a well  established relationship  between
     Totton Sixth Form  College and the  Totton and Waterside  Adult
     Education Institute.  The college questions the need to  change
     the existing structure of free standing institutes, but suggests
     that  if  a  decision  to  have  college  based  management  is
     introduced, Totton would be in the best position to provide it.
     The college would develop existing strengths of adult provision,
     within a sound  financial framework in  order to integrate  all
     aspects of post 16 provision  in the area, with policy  created
     and delivered through a joint management.
 
24.  The college argues that both  organisations need to modify  and
     improve themselves to  serve the  adult population  better.   A
     priority for the college would be curriculum development and  a
     modification of  college  structures  to  encourage  access  by
     adults.    The  Institute  will  need  to  become  increasingly
     entrepreneurial to  maximise  the  strengths  of  well  trained
     part-time tutors, voluntary attendance by students and  breadth
     of subject choice.
 
25.  The college is  developing a  good record  of involvement  with
     adult work; a social services creche operates weekly to  enable
     adults to join college classes.
 
26.  The college  would  maintain  the existing  A.C.E.  base  as  a
     management centre and encourage satellites based in a number of
     schools in the  area.   The manager  of A.C.E.  would become  a
     member of the college senior management team.
 
27.  Brockenhurst College
 
     This tertiary college has recently (April 1990) taken over  the
     management of the West New Forest Adult Institute, and for five
     years has managed Central New Forest.  It has therefore already
     established a  sound  track record  as  a college  provider  of
     continuing education.  The college believes that this experience
     can be  built  on to  enhance  opportunities for  adults,  with
     economies of scale within a clearly defined local authority area
     (New Forest District Council).
 
 
28.  The college governors have established an advisory committee to
     deal with A.C.E. and this,  together with local fora, could  be
     widened to  take account  of  extended responsibilities.    The
     faculty structure in the college has been developed to encourage
     professional staff to develop programmes of work closely matched
     to student need.  Thus the Faculty of Community and  Continuing
     Education organises a wide range of adult provision  as well as
     undertaking the specialist  work with adults  which falls  more
     naturally to it than subject based departments.
 
29.  The college has particularly  sought to integrate services  and
     remove institutional barriers by moving some full-time areas of
     work into the  Adult Faculty  and by appointing  staff in  each
     faculty to  have responsibility  for developing  adult work  in
     conjunction with professional adult staff.  The integration  of
     adult education within the college is providing opportunities to
     plan and deliver flexible  and comprehensive programmes to  the
     community.
 
30.  For organisational, administrative and delivery purposes, A.C.E.
     would be divided into manageable groups of communities based on
     major  population  centres.    A.C.E.  coordinators  would   be
     responsible for local  management and  programme delivery  with
     three staff having institution wide curriculum  responsibility.
     This team  approach  would  strive to  overcome  the  potential
     isolation  of   community  education   workers.     Prime   use
     accommodation and ownership of F.E.  space in schools would  be
     negotiated in  order to  overcome  the limitations  of  current
     host/tenant arrangements.
 
31.  Staff/Tutor Views
 
     Written and oral comments have been received from staff  groups
     as  well  as  individual   tutors  working  for  the   existing
     institutes.    There  is  concern,   both  in  Totton  and   in
     Southampton, to retain a local service not only in provision but
     in management.  It is argued that  it is only in this way  that
     flexibility can be retained to reflect local needs.  Concern has
     also been expressed  about the  ambiguities and  doubts of  the
     effects of formula funding.  Staff at both institutes prefer to
     retain the  present  free  standing  structure,  but  with  the
     developments outlined above.  If there is a decision to  manage
     A.C.E. through colleges the unanimous staff view in Totton  and
     Waterside is for this to be done through Totton College.
 
32.  Secondary Heads
 
     Comments have been received from the two secondary heads in the
     Division, representing the South West on the County Executive of
     the Secondary Heads Conference.  These comments suggest that  a
     way of  strengthening management  structures within  a  locally
     determined system should be explored; in other words taking the
     best from  all  the  proposals.   This  should  be  simple  and
     straightforward, and should fit in with a clear County statement
     of A.C.E.  policy.    The  basis  of  the  structure  would  be
     divisional led strategic functions with contracted out provision
     to institutions;  it  has  much  in  common  with  the  federal
     structure put forward by Itchen College.
 
 
33.  Students
 
     A number  of  students  have replied  to  the  consultation  in
     writing.  Many have stressed how  they feel part not only of  a
     local student  body  but  also close  to  the  decision  making
     process.  There is little support for college based management.
 
Recommendations
 
34.  The essence of the Institute  proposals is that they serve  and
     are accountable to their local community and that for them  the
     needs of adult students are paramount.  The colleges offer sound
     management  structures,  potential   financial  stability   and
     planning across  the  full  post  statutory  sector.    College
     managements are substantial, mature structures into which adult
     learning could fit with little additional administration.
 
35.  There is concern in Southampton at the break up of the existing
     Institute boundaries, despite  the clear  advantages of  Itchen
     College developing a full  community role in East  Southampton.
     There is a unanimous view from Totton and Brockenhurst Colleges.
     There is also a clear view that any college based management in
     this area should be through Totton College.
 
36.  During the consultations an alternative proposal has begun to be
     explored.  This  would split the  strategic functions of  adult
     education policy  from the  provision and  management of  local
     classes.  It would retain local consultative committees in  the
     planning of provision and the determination of policy but would
     contract out to colleges, schools and others the actual delivery
     of the service.  The authority would retain the  responsibility
     for monitoring and evaluating the service through the Assistant
     County Education Officer.
 
37.  Thus, the  existing  structure  of two  "institutes"  would  be
     retained for the following purposes:
 
     -    strategic policy making
 
     -    needs identification and overall programme planning
 
     -    staff training
 
     -    promotion and publicity
 
     -    quality control
 
38.  This work, led by senior adult education officers for both areas
     (Southampton and  Totton/Waterside) would  be guided  by  local
     advisory groups.  The budget would be held by the adult officers
     on behalf of  the ACEO.   Institutions would  be contracted  to
     manage a  specific part  of provision  on behalf  of the  adult
     "area".  An A.C.E. inspector would be appointed from within the
     budget  to   ensure  quality   control,   but  the   level   of
     administrative and premises  overheads would  be reduced  where
     possible.   Institutions would  be responsible  for  appointing
     staff to deliver the contract.
 
 
39.  It is recommended that this  option is explored in detail  with
     potential providers in order to form the basis for a new method
     of service delivery with effect from April 1991.
 
                                                    Appendix 4
 
NORTH EAST DIVISION
 
Revised proposal for a Community College in the North East
 
This proposal was considered by the Task Group
 
 
                        PLANNING FOR QUALITY
 
 
                      BUSINESS & OPERATING PLAN
 
 
 
 
A   Forward
 
In the document "Planning for Quality" the proposal for a  Community
College derives from the wish of the Deane, and North East Hampshire,
Institutes to merge in order that collectively they may better serve
the continuing education needs of the whole area.
 
The staff of both institutions acknowledge that to be successful the
college will need  to be  perceived by its  prospective students  as
being:-
 
Appropriate - in their continuing education needs as they see  them.
Attractive  - in style and approach and to be able to compete on
              equal terms with other demands of their time and
              money.
Localised   - located at places and at times that are convenient to
              them. Suitable -  designed for "people  like me".
Flexible    - capable of responding quickly in light of newly
              expressed needs.
 
The programmes on  offer by the  Community College will  be ones  of
quality.   Quality is understood to mean anticipating and negotiating
adult  learners'  requirements  and  ensuring  effective   programme
delivery.   Quality will be assured by way of:-
 
   Effective Management
   Curriculum Development
   Market Research
   Staff Development
   Cost Effectiveness
   Continuous Assessment/Evaluation.
 
The Community  College will  be involved  primarily in  the  initial
education and training needs of adults covering mainly pre-vocational
programmes.   The Community College will use its established networks
and local knowledge to serve the needs of adults who wish to develop
their confidence and  competences.    Effective deployment of  these
networks and knowledge will enable the Community College to establish
successful  partnerships  with  local  businesses  and   individuals
requiring retraining, to  better address skills  shortages in  North
East Hampshire.
 
The Community College will not work in isolation from other providers
of further  and higher  education but  will endeavour  to  encourage
students to  progress  to more  formal  and advanced  education  and
training provision.
 
The proposal also provides the  elected members of Hampshire  County
Council with the possibility of establishing a leaner and more  cost
effective service, supported  and managed  locally with  the aim  of
developing and expanding its current operation by more efficient and
economical use of current resources.
 
 
PLANNING FOR QUALITY
 
BUSINESS AND OPERATION PLAN
 
 
B   CONTENTS
 
 
                                              Section
 
    Foreword                                     A
 
    Contents                                     B
 
    Business Environment                         C
 
    Marketing Plan                               D
 
    Human Resources                              E
 
    Working with Voluntary and                   F
    Statutory Bodies
 
    Finance                                      G
 
    Information and Control                      H
    Systems and Plans
 
    Committee Structure                          I
 
 
APPENDIX (A)     Community College Aim Objectives
         (B)     Student Forecast Projection
         (C)     Examples of current practice and progression
         (D)     Distinctive Features of Adult Learning
 
C   BUSINESS ENVIRONMENT
 
The current institutes have been in existence since l982/83.   The
service was initially provided through ll centres offering a
traditional programme of adult education to a limited client base.
 
During the last eight years by moving to a more client led service
the pattern of provision has changed, increasing the number of
outlets to 60, broadening the range of programmes and increasing the
client base.
 
RESPONDING TO THE CHALLENGE OF CHANGE
 
Demographic, economic and legislative changes have radically altered
the education 'map' for the l990's.   The revised agenda for
post-school education demands a more effectively managed service
which places less strenuous demands on the public purse and
resources development through an expanded programme of full cost
provision.
 
 
Provision must be cognisant of the needs of local industry and
commerce, assisting adult returners to retrain and develop their
skills for employment and providing flexible training packages,
competitively priced, which target the small business  (ie  those
who cannot afford to lose revenue sending valuable staff on lengthy
and expensive courses).
 
North East Hampshire Institute is already active in all these areas,
striving to enhance progression routes from 'traditional' Adult
Continuing Education provision and developing innovative
partnerships with industry and commerce.   As a market leader in
quality courses for women seeking part-time learning opportunities,
North East Hampshire Institute has an established track record in
encouraging women to achieve  (eg  in craft skills, commerce, art
etc) thus establishing a sound foundation for returning to work.
Currently we are looking at ways of modifying the style, content and
delivery of the 'traditional' Adult Continuing Education curriculum
and in l990-91 will offer a greater range of modular and credit
courses.   These will build on our current areas of expertise, but
will be more precisely tailored to the expressed demands of local
employers, returners, and those wishing to develop
employment-related skills.
 
For examples of current practice and progression Appendix (C)
 
THE COMPETITION
 
 
Existing competitors:
 
    Surrey and Berkshire Adult Education Service
    Commercial training agencies.
 
Potential competitors (post ERA):
 
    Some schools through use of allied voluntary organisations
 
The Community College will analyse its strengths and weaknesses
against these competitors and respond accordingly.
 
 
FUNDING
 
The funding will be based on the agreed adult continuing education
formula with additional revenue from full cost provision,
partnership with public, private and voluntary sector bodies and
sponsorship.
 
 
D   MARKETING PLAN
 
Aim
 
To improve the quality and range of programmes offered. To encourage
greater access of opportunities to potential students. To ensure
that staff are aware of students needs. To ensure that staff respond
to the needs of adults.
 
The Market
 
The market consists of the adult population of North East Hampshire.
This includes the Basingstoke, Blackwater and Guildford travel to
work areas.   The north east Hampshire area has a total population
of 320,000.   The two institutes currently attract 10.4% of the
total population of the area to their programme.   There is capacity
within the revised establishment to increase this % take-up  by
widening the range of programmes on offer.
 
Product
 
The main business of the Community College is the provision of
localised quality learning opportunities for individuals, groups and
organisations.
 
Programmes offered by the Community College will not duplicate
existing Colleges of Further Education or Sixth Form Colleges
provision as programmes of the individual establishments should be
seen as constituents of an overall divisional plan.
 
The current Institute's programmes consist of vocational and
non-vocational programmes.   Many of the non-vocational programmes
are perceived as being vocational in nature and thus a stepping
stone to further qualifications, (possibly through Colleges of
Further Education) skills to enter the job market or job
enhancement.   Progression links with other educational
establishments and employers will be clearly defined as part of the
Community College's operational plan.   (See Appendix (C) for
examples of the product.)
 
Product Research
 
The Community College will continue the process already started by
the Institutes of researching the education needs of target groups
and geographical areas using questionnaires, interviews both formal
and informal, profiling and surveys and statistical analysis.
 
Customer Profile
 
The Community College recognises that the adult learner participates
in its programmes  eg  basic skills, special educational needs,
education and training opportunities in a voluntary capacity.   This
encourages the adult learner to comment directly on the programme of
their choice.   It also means that adult learners may leave the
programme when they so choose, having reached the desired level of
attainment.
 
 
The Community College would be the market leaders in this range of
programmes in North East Hampshire.   Over the past 5 years the
Institutes have built up an expanding and loyal customer base.
 
Place
 
The service is delivered through locally generated area programmes
by negotiation with the local communities and businesses.   These
programmes are delivered through existing Local Education Authority
establishments, village halls, private homes and commercial venues.
The programmes are planned to reflect a balance of opportunities
across the Community College area and are delivered at a place and
time appropriate to the customer.
 
Process
 
In consultation with small local employers the Community College is
promoting a range of programmes which address the acknowledged skill
shortages in the North East Hampshire area.   These programmes
recognise the existence of higher level programmes promoted by other
colleges in the area, and attempt to establish access routes for
students seeking to progress to FE College.
 
With the development of Flexible Learning projects, tutorial centres
and improved access to courses, we strive to ensure that the
programmes are offered to the customers in the most effective and
appropriate way.
 
The evaluation and review of programmes cycle will involve
consultation with staff and students to ensure continued quality and
customer satisfaction.
 
Through strengthening the collaboration with other educational
establishments the Community College will ensure a path of
progression for adult learners in the Division thus ensuring
adequate education and training opportunities of benefit both to the
individual and the employer.
 
Pricing
 
A new pricing policy will be agreed with the new Governing Body
taking into account both the Scheme of Delegation and market forces.
This pricing policy will reflect the current emphasis on vocational
education and training and reduce the subsidy on those courses which
have no vocational intent.
 
The current pricing arrangements are within the policy laid down by
the Institute Management Committees.
 
The current voucher and access grant awards scheme will continue to
enable students on benefit to have access to all college programmes.
 
Promotion
 
The Community College's programmes and services will be promoted
through a Community College brochure publicised throughout the year
and distributed in North East Hampshire and across the Surrey and
Berkshire border.   The brochure will be promoted by the media -
 
special offers - sponsorship - word of mouth - and local incentive
schemes.   Locally produced area publicity will further promote
services and programmes to specially targeted customer groups.
 
Governors of schools may also wish to use these established
marketing channels to promote the activities of their individual
schools.
 
Enrolment of students is via postal enrolments, credit card bookings
and specially promoted enrolment sessions.   Pre course information
and educational guidance will be increased to ensure a better
support and information network for students.
 
The Community College will produce an annual report for staff,
students and interested parties.
 
The promotion of Community College programmes and services will
ensure:-
 
-   that information on programmes and courses is widely circulated
    throughout the area.
 
-   that selected geographical areas and certain groups are
    specifically targeted.
 
-   that the corporate image of the Community College will be
    maintained and enhanced.
 
E   HUMAN RESOURCE
 
The Community College's most valuable and significant resource is
its staff.
 
To ensure the College remains a client-led service the new staffing
structure will require all staff to have direct customer direct.
 
In addition the structure will ensure a cost effective, efficient
quality service, through the selling and monitoring of performance
related targets and an effective Management Information System.
 
A key objective in designing this management structure is to make it
as lean as possible not only to minimise overhead costs but to
facilitate effective and quick communications.   The new flexibility
offered in the revised salary scales and conditions of service for
some key staff will further assist.
 
 
                        --------------------
 
 
The Community College will continue the existing Institute's good
record of:-
 
(i)   an excellent staff commitment and retention. (ii)  a
pro-active staff development programme.
 
 
                        --------------------
 
 
 
The Management of the College will require all staff to work to:-
 
* the work standard required of them.
 
* the business and educational values of the college.
 
* performance targets set for each individual and each area of work.
 
 
F   WORKING WITH VOLUNTARY AND STATUTORY BODIES
 
In the past both Institutes have had close working relationships
with the Workers' Educational Association.
 
In the light of recent events involving the changes in the structure
of that Association and the more directive role being taken by the
Local Authority in the distribution of Education support grants to
assist their work, the Community College will:-
 
a   Work closely with the new Workers Education Association
    structure in North East Hampshire.
 
b   Ensure that there is no duplication of provision.
 
c   Accept that the Association has much expertise especially in
    certain developmental work and controversial learning situation
 
d   Apply to the Authority for some assistance from the
    Educational Support Grant to fund a part-time worker who
    could address certain subject areas not covered by the
    existing programme.
 
e   Use the networks of Workers' Educational Association branches in
    the north east area to enhance the Adult Continuing Education
    programme in the division.
 
f   Apply for project money from a National Organisation to
    research the continuing education needs of certain groups
    in North East Hampshire who do not as yet use the programme
    currently on offer.
 
Although the Community College wishes to work closely with the WEA,
it is acknowledged that it is only one agency.   The college would
still wish to work closely and collaborate with other providers such
as the Universities, University of the Third Age, Women's Institute
Education, The Open College, The Open University and commercial
Agencies.
 
The Community College will continue to work effectively with other
statutory agencies and their partners.
 
Existing partners are - School Governing Bodies
                      - District, Borough and Parish Councils
                      - District Health Authorities
                      - Training Agencies
                      - Police Authority.
 
 
The Community College will be involved in the development of the
Training and Enterprise Council in Hampshire.
 
G   FINANCE PAPERS
 
Present situation
 
For the past two years the Institute has followed the principles of
a cash limited budget working towards a baseline figure.   Our
estimated revenue will be generated from vocational fees and the
non-vocational fee income as agreed by the Institute Management
Committee.   It is our intention that in the financial year l990/91
systems are introduced which ease the transition into formula
funding and local management of school agreements.   An example of
this is the setting of targets of our September l990 adult programme
and the allocation of area budgets linked to performance indicators.
 
COMMUNITY COLLEGE 1991/92
 
Accounting
 
The accounting policies will be consistent with the procedures
followed by the County Council and the approved Department of
Education and Science scheme of delegation.   Under this scheme the
Community College Governing Body will be responsible for the
delegated budget.   (Refer to Section I.)
 
Management Costs
 
These costs relate to the salaries of the small senior management
team, accommodation, administration, central supplies and service.
 
Revenue
 
Revenue will be generated from our student fees, full cost courses,
sponsorship and a Local Education Authority grant and external
funding partners.   The revised fee structure l99l/92 will be
competitive, reflect the priorities of the Adult Continuing
Education Service, increase the revenue base thus reducing the
Community College overall costings to the Authority.
 
Resourcing
 
Human resources will be effectively used with every member of the
establishment becoming involved in generating business output within
their given hours of work.
 
Planned expenditure over the past two years has resulted in each
area plus our management control centre being equipped with the
hardware, software and training necessary for an efficient and
effective Management Information System.
 
Formula Funding
 
The Community College will need to be funded through formula in line
with other colleges.   This formula will need to take account of the
distinctive features of the Adult Continuing Education Service (see
Appendix D for statement of distinctive features).   A formula for
 
the Adult Continuing Education Service has yet to be published by
the Authority.   Initial calculations for planning of the Community
College have been based on the existing Further Education College
formulae which has proved the establishment of a Community College
to be viable using Non-Advanced Further Education criteria.
 
Planning l99l/92
 
The Institute's planning cycle will be implemented in November l990
so that the necessary preparation can be made for the Community
College's Adult Programme for l99l/92 and submitted to the County in
line with the Further Education College timetable for approval for
resources from the Adult Continuing Education quantum.
 
Performance Indicators
 
The Community College is currently working through its involvement
in regional and national initiatives on a full range of qualitative
and quantitative indicators for Adult Continuing Education.
 
Scheme of Delegation
 
The Community College in line with County Policy will need to be
given its own scheme of delegation.  The County's Scheme of
Delegation for FE Colleges states: "A College or Institute not
satisfying the qualifying requirement may be brought within the
purview of the scheme where the County Council, having received a
report considers it appropriate for the College or Institute to be
subject to the scheme." This in turn agrees with Section 139 of the
Education Reform Act l988.
 
Local Management of Schools
 
The Community College will give financial assistance to those
governing bodies who make a significant contribution to the area
adult continuing education programme by means of an agreed service
plan.
 
Initial negotiations have already commenced with a view to
implementation of an Adult Continuing Education Service contract
April l99l with a majority of the Secondary Schools in the area.
 
 
               NORTH EAST HAMPSHIRE COMMUNITY COLLEGE
 
                       Budget Forecast 1991/92
 
Income                    Estimated   Estimated
                          Revenue     Costs
 
Fees                       764400
Lettings                     8000
Full cost/Sponsorship       15000
Staffing
Principal                              38933
Senior Ops Manager                     32971
Senior Curriculum Manager              32971
College Secretary                      19442
ABE/Sp. Needs Co-ordinator             26600
3 ACE Area Organisers                  75564
3 ACE Field Workers                    46878
Part-time ACE Links                    30000
Community Wardens                      73500
Tutors - ABE, ESOL, SN                121500
       - Other Subjects               607500
Caretakers/Cleaners                    15000
Admin/Clerical                         95000
 
 
Services & Supplies
 
Consumables                           170800
 
 
NEHCC County Grant l990/91 609680
 
                   TOTAL   1397080   1386659
 
Estimated saving on NEHCC County Grant 1990/91 : 10421
 
H  INFORMATION & CONTROL SYSTEMS (M.I.S.)
 
The Community College will use a combination of manual and
computerised systems to analyse variance against plans in terms
of finance, sales/distribution, market standing, physical and
human resources.   The control and information systems will take
place at two levels within the organisation corporate/strategic
and operational.   Operational control will require more
detailed information and will be dealt with by line managers,
strategic control will consist of more global issues and
measures to be dealt with by key senior management staff.
 
A detailed information plan has been produced based on
operational functions and the data information required for each
component part of the Community College service.
 
 
I   COMMITTEE STRUCTURE
 
The Community College Governing Body
 
The governing body of the Community College is the executive board
with delegated powers under the scheme of delegation and will be
made up of individuals who represent the college clients, sponsors,
funding partners and the political spectrum.   It will be a small
effective board designed to manage the specific interests of the
Adult Continuing Education Service in North East Hampshire.
 
Governance
 
A structure and composition was given in the document "Planning for
Quality".   It is further recommended:-
 
A   That the college should be included as a separate Free
    standing establishment within the LEA scheme for planning
    and funding as permitted under Section 139(4) of the
    Education Reform Act and the Education (Adult Education
    Centres financing schemes) Regulations.
 
B   The LEA should grant to the college delegated budgetary
    powers, Articles of Government and a Governing Body whose
    composition reflects the need for local involvement of users
    and potential users of the service as permitted in paragraph
    8 DES Circular l9/89.
 
Adult Continuing Education Policy Committee
 
The Assistant County Education Officer has indicated that a Policy
Committee could prove a useful vehicle in ensuring that the division
develops a cohesive plan for Adult/Continuing Education.
 
Such a committee although perhaps only advisory in nature will prove
useful in ensuring that there is little duplication of course
provision, identify gaps in the market and map progression routes
for students.
 
By examining current examples of good practice the Policy Committee
could clearly indicate what the division recognises as a quality
Adult Continuing Education Service.
 
Suggestions on the remit of this group and a proposal on its
composition is currently being prepared for the Assistant County
Education Officer.
 
Local Planning Groups
 
Area forums will be maintained as the local channel for the needs of
clients and as a co-ordinating body for the Assistant County
Education Officer in the process of apportioning the Community
subsidy.
 
 
                                                 APPENDIX A
 
AIMS OF THE NORTH EAST HAMPSHIRE COMMUNITY COLLEGE
 
To provide a free standing educational structure which develops
local based learning opportunities for adults.
 
EDUCATIONAL OBJECTIVES
 
To maintain a locally based, delivered, planned and managed service.
 
To ensure a flexible and responsive service to meet the needs of
individuals, local communities and business.
 
To recognise the distinctive features of adult learning.
 
To provide a unique customer-led quality service which is responsive
to expressed local demand.
 
To maintain close contact and work with voluntary organisations and
community groups in a non formal way.
 
To encourage students to gain confidence and develop their potential
opportunities and to progress to more formal and advanced education
and training provision.
 
To allow individuals to exercise choice, encouraging a higher
standard of service since no institution has a monopoly on learning.
 
To negotiate with industry and provide initial tailor-made
programmes for individuals and groups.
 
STRUCTURAL OBJECTIVES
 
Offers the division the opportunity to formulate a cohesive plan for
Adult/Continuing Education within the Community College.  Recruiting
and progressing students to other further and higher educational
establishments.   Those colleges thus obtain students with the
necessary foundation skills to complete a higher level course
successfully.
 
Offers a divisional agency which can assist the Assistant County
Education Officer in the allocation of the community subsidies to
schools.
 
Ensures liaison with the parallel divisional structures of the
County Youth Services.
 
Provides a degree of independence which is not unduly constrained by
the needs of a larger institution with differing priorities.
 
Provides the Hampshire County Council with their own service
regulator in order to allow them to monitor performance and results
of other providers of Adult Continuing Education.
 
Ensures that management decisions are taken by a small, effective
Governing Body.
 
 
Ensure effective use of a small team of dedicated specialised staff,
both full and part-time.
 
Offers the opportunity to establish an Information Guidance and
Counselling Service based on existing networks.
 
Provides a management structure which allows the college to respond
positively to the new National Curricula Developments.
 
Ensures a community generated curricula delivered at a local level
within its priorities, policies and resources.
 
FINANCIAL OBJECTIVES
 
Offers the students and the Authority a value for money service.
 
Achieves savings by effective, economical and efficient use of
current resources.
 
Achieves further savings by expanding and developing the Adult
Continuing Education programme.
 
Uses existing computerised management information systems to control
accurately the use of resources.
 
Offers a people-based rather than a building-based service, ensuring
that high overhead costs are kept to a minimum.
 
Operates in schools in partnership with school governors, offering a
positive financial return.
 
Operates in rural communities providing local opportunities and
makes a positive financial contribution to the upkeep of
village/parish halls.
 
Maximises the resources obtained from other agencies to enhance
specific areas of work, eg  programmes for those with special
educational needs.
 
Works in partnership with Borough and District Councils, Local
Health Authority and other statutory bodies to ensure effective
local planning and encourages joint use of resources.
 
Attracts sponsorship to finance and promote new and existing
programmes in the Adult Continuing Education Service.
 
Maintains the effective competitive unit costs as outlined in the
Chartered Institute of Public Finances and Administration Report
l987/88  (M. Hunt).
 
Provides the Hampshire County Council with their own service
regulator in order to allow them to monitor performance and results
of other providers who may be providers of an Adult Continuing
Education Service through contractual arrangements.
 
 
                                                 APPENDIX D
 
THE DISTINCTIVE QUALITIES OF ADULT LEARNING
 
THE DISTINCTIVE FEATURES OF ADULT LEARNING
 
While there are no simple, sharp distinguishing lines between 'adult
learning' and initial education, there are a number of key ways in
which adults' involvement in education and training differs from
most of what is provided for children and young people.   An
understanding of those must underpin any development work designed
to help institutions and agencies to adapt to the growth of adult
demand for, and participation in education.   Five factors are
particularly important:
 
l   Previous Experience - adults bring to education a greater
    volume and range of experience than do young people.   This
    gives them potentially greater resources to draw on, and a set
    of external criteria against which they will measure the value
    of the educational experience.   Some also bring distinctly
    negative experience of previous encounters with education, which
    may make it necessary to adopt different approaches.
 
2   Voluntary participation - most adults participate in education
    because they choose to do so, albeit sometimes under pressure
    from employers of government agencies.   This gives them greater
    power to reject what they are offered if it fails to convince
    them of its relevance.
 
3   Complexity of objectives - adults usually have more complex
    motivation and objectives in engaging in learning than do young
    people.   They seek to build on existing skills and experience
    to pursue very individual aims, which often match poorly with
    the structures offered by traditional formal education.
 
4   Discontinuous participation - adults continue learning
    throughout life, but their involvement in formal courses is
    usually intermittent.   They move in and out of the system,
    using at different times, different agencies and kinds of
    opportunity.   At least as much learning takes place outside
    educational institutions as within them, and each individual
    constructs a unique learning career.   It is therefore
    inappropriate to see the process in terms of the offerings of
    a single institution, and for many purposes one must seek a
    'system wide' view.
 
5   Financial complexity - most education for adults involves a
    complex range of fees, grants, benefits, and employer support
    (unlike initial education, where most individuals are required
    to make no direct financial contribution before the age of l8).
    This raises significant barriers to participation for many
    adults, who have to meet tuition fees and the cost of their own
    maintenance during study.
 
Extract from a U.D.A.C.E. internal discussion document
 
 
 
 
 
 
   A table appeared at this point in the Report which could not be
      displayed properly on the Computer. It has therefore been
                excluded from Hantsnet and STAIRS.
        For further details contact the owner of the following
            logon who submitted this document:  SCRMXN
 


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