Archived decisions

Appendix 4

Earmarked reserves at 31 March 2004

(1)

(2)

(3)

(4)

(5)

(6)

Balance

1 April 2003

Income/

(Expenditure) during 2003/04

Appropriations (to)/from Revenue 2003/04

Appropriations (to)/from Capital 2003/04

Net Contribution to/(from) reserves in 2003/04

(Col 2 to Col 4)

Balance

at

31 March 2004

£000

£000

£000

£000

£000

£000

Schools general reserve (Note 1)

28,331

-

12

-

12

28,343

Capital reserves

1 General capital reserve

4,421

-

3,981

-

3,981

8,402

2 Credit approval transfer (Note 2)

5,934

-

-

-5,934

-5,934

-

Trading accounts

1 Former DSO's

380

258

53

-167

144

524

2 Supplies

632

197

14

-16

195

827

3 Printing

15

59

119

-

178

193

4 IT Services

-429

814

3

-

817

388

5 Caretaking and Cleaning

79

17

-

-

17

96

6 Services to schools

1,408

-231

-

-

-231

1,177

7 Arts marketing

24

-3

-

-

-3

21

8 River Hamble

-111

93

-

-

93

-18

Designated underspendings (Note 3)

3.089

-

-291

-

-291

2798

Other

1 On-street parking

4.246

-

-

-4036

-4036

210

2 Insurance

5,022

-

1,072

-

1,072

6,094

3 Segensworth units

183

17

-

-

17

200

4 Microfilming registers

20

-

-

-

-

20

5 Historic publications

52

-5

-

-

-5

47

6 Invest to save (Note 4)

164

-

275

-350

-75

89

7 Economic, Environmental

and social well being

23

-

-23

-

-23

-

8 Job evaluation

Implementation

82

-

-57

-

-57

25

9 Job evaluation transitional

    costs

2,000

-

2,000

-

2,000

4,000

10 Delayed hospital discharge

950

-

-950

-

-950

-

11 Grant equalisation

5,211

-

7,857

-

7,857

13,068

61,726

1,216

14,065

-10,503

4,778

66,504

Annex 1 - Appendix 4

Notes to summary of earmarked reserves at 31 March 2004

1 Schools reserve

    In aggregate schools incurred expenditure of £12,000 less than their delegated budgets increasing the reserve to £28,343,000 at the end of the year. The table below summarises the position over categories of school.

    Schools general reserve

    Variation in the year

    Balance at 31 March

    £'000

    £'000

    % of budget

    Nursery

    75

    157

    18.2

    Primary

    137

    16,631

    6.4

    Secondary

    -324

    9,698

    4.1

    Special

    124

    1,857

    7.0

    12

    28,343

    5.4

    The average level of school reserves has fallen as a proportion of budget from 5.8% to 5.4% during 2003/04.

2 Capital reserve - credit approval transfer

    Commitments to transfer credit approvals to other local authorities in 2003/04 are as follows:

Portsmouth City Council

HFRA

Total

£'000

£'000

£'000

Commitments outstanding at 1 April 2003

4,000

1,934

5,934

Transfers during 2003/04

-4,000

-1,934

-5,934

Commitments outstanding at 31 March 2004

-

-

-

    This reserve will cease to operate at 31 March 2004 as a result of the introduction of the prudential borrowing system in place of credit approvals.

3 Designated underspendings

    The table below summarises the movements in the reserve balance during 2003/04:

Balance 1.4.03

Variations arising from

Balance 31.3.04

2003/04 Budget

2002/03 Final Accounts

2003/04 Revised Budget

2003/04 Final Accounts

£'000

£'000

£'000

£'000

£'000

£'000

Education

1,292

-867

-8

-

-

417

Environment

-

-

-18

-411

18

429

Policy and Resources

167

-

-167

-

141

141

Recreation and Heritage

9

-

-9

-

16

16

Social Services

36

-

-36

-

392

392

Magistrates'Courts

27

-29

2

29

-8

21

Matched Standards Fund Contribution

1335

-

-1335

-

1,225

1,225

Sickness/Maternity

Leave buy-back

54

-

-54

-

-95

-95

School meals buy-back

169

-

-

-

23

192

Hillier Gardens Development Fund

-

-

-

-

60

60

Total

3,089

-896

-1,607

440

1,772

2,798

A new reserve has been established for the funding of future capital projects at Sir Harold Hillier Gardens following the Leader's decision in July 2002 that any savings in the County Council's budgeted contribution to the Gardens should be earmarked for this purpose.

4 Invest to save

    The table below summarises the movements in the reserve balance during 2003/04:

£'000

Balance at 1 April 2003

164

Financing of additional staffing to support generation of capital receipts and business rate appeals

-265

Repayments in respect of

Funding of IT2000 infrastructure

350

Capital receipt generation

190

Financing of Enterprise project costs

-350

Balance at 31 March 2004

89

Annex 2 - Appendix 4

Protocol for earmarked reserves

Reserve

Purpose

Use of reserve

Management and control

Review Process

Schools

Earmarking of the balance of unspent delegated budgets

To supplement school's budget share, to finance capital contributions and to provide a contingency

Responsibility of Head teacher and School governing body

In addition to review by individual governing body, trends reviewed annually by Education Executive Member

General capital

To assist in matching the timing of the availability of capital financing resources with the timing of capital payments

To finance locally - resourced capital expenditure

By County Treasurer in conjunction with decisions on the financing of the capital programme

Reviewed at least twice yearly on closure of the accounts and in approving a new capital programme

Trading accounts

To enable business units to carry forward planned surpluses

To meet future deficits and/or restructuring costs, to fund capital investment or to return surpluses to customers by reducing prices

By responsible Chief Officer subject to Executive Member approval, where appropriate

Through production of an annual business plan linked to the budget process

Designated underspendings

To enable individual services to carry forward 100% of planned underspendings and at least 50% of unplanned underspendings

To fund non-recurring expenditure in future years or to phase-in the requirement for additional funding or to achieve savings

By service Chief Officer reporting to the Executive Member. Cabinet responsible for approval of cases where more than 50% of a saving is earmarked

Reviewed annually during budget cycle

On-street parking

County Council's taxbase share on Local Government reorganisation of on-street parking reserve from charging for on-street parking in Southampton and Portsmouth

Statutorily restricted mainly to the funding of off-street parking facilities

Director of Environment. £4.0m of the reserve used in 2003/04 to fund a contribution of £2.3m to a Southampton multi-storey car park and park and ride schemes.

Reviewed in conjunction with preparation of Environment capital programme

Insurance

To cover fire, flood and storm damage reinstatement costs which are already committed and to reserve against adverse trends in liability claims

To supplement annual `premiums' charged to services

Chief Executive and County Treasurer subject to Cabinet approval

At least annually on closure of the accounts

Invest to save

To provide funding for investment which will generate future cash savings which can be recycled back into the reserve

For approved investment purposes subject to Cabinet or Policy and Resources Executive Member approval

County Treasurer subject to Cabinet approval

Reviewed annually in conjunction with proposals in the budget meeting invest to save criteria

Job evaluation transitional costs

To assist in meeting transitional costs likely to arise from implementation of the Pay and Benefit Review

To supplement employee budgets in transitional period following implementation

County Treasurer subject to Cabinet approval

To be reviewed when impact of Pay and Benefit Review is known

Grant equalisation

To assist in managing the impact of further grant loss in 2005/06 and 2006/07 following the review of the Revenue Support Grant formulae

To compensate for service and/or council tax impact of grant loss

County Treasurer subject to Cabinet approval

Reviewed as part of budget planning for 2005/06 and 2006/07 and as criteria for floors and ceilings are announced

Segensworth unit factories

To enable annual tenant contributions towards repairs to be earmarked for periodic major repair liabilities to infrastructure

To fund maintenance of specific infrastructure which is the responsibility of the County Council as freeholder

Director of Property, Business and Regulatory Services subject to terms of relevant agreement

Reserve is ring-fenced

Other minor reserves

Sums set aside for specific future purposes

To fund spending on specified purpose

Various

Reviewed at least annually on closure of the accounts