Archived decisions

      HAMPSHIRE COUNTY COUNCIL

      Decision Report

      Decision Maker:

      Executive Member for Adult Social Care

      Date of Decision:

      24 July 2009

      Decision Title:

      Final Accounts and Performance 2008/09 and Budget and Performance Monitoring 2009/10 - period 01/04/2009 to 31/05/09

      Decision Reference:

      823

      Report From:

      Report of the County Treasurer and Director of Adult Services

      Contact name:

      Erica Meadus, Head of Finance, Adult Services

      Adrian Thorne, Assistant Director, Performance and Business Management

      Tel:

      (01962) 846195

      (01962) 847259

      Email:

      [email protected]

      [email protected]

      1. Executive Summary

      1.1 The purpose of this report is to explain the revenue and capital final accounts position and the performance results for 2008/09. It seeks approval to transfer the revenue carry forward underspend to the capital programme for 2009/10 and reports the results of budget and performance monitoring for the first two months of 2009/10.

      1.2 Final accounts for 2008/09 show a revenue underspend of £495,000. The Policy & Resources Executive Member decision on 19 May 2009 has already approved 50% carry forward to 2009/10 and 50% carry forward two years to 2011/12. It is recommended that the carry forward 50% (£247,500), of the 2008/09 underspend to 2009/10 be transferred to capital to support the continued integration of the Learning Disabilities services of Hampshire County Council and Hampshire Partnership Foundation Trust. The remaining 50% will be carried forward to 2011/12 to support budget pressures in line with the cabinet report.

      1.3 The Performance results were submitted to the Care Quality Commission (CQC) on 18 June 2009 and are subject to confirmation by the CQC in November 2009. After this date it will be possible to carry out analysis of our performance in comparison to other councils.

      1.4 The first two months of 2009/10, show a balanced budget position with the forecast outturn in line with budget.

      1.5 To reflect the increasing impact of personalisation and of people living in their own homes for longer, approval is requested to allocate £3.5m from OP/PD purchased nursing (£2.5m) and residential care budgets ( £1.0m) to domiciliary care (£2.8m) and Direct Payments budgets ( £0.7m). More details are in Appendix 3.

      1.6 The report includes the 2009/10 capital programme proposals. This incorporates reallocation of £960,000, the investment of £500,000 in improvements to older people's homes, investment of £1.2m in extra care housing and a further £1.2m in the Common Assessment Framework (CAF). The CAF proposals include four full time equivalent (fte) temporary posts to be funded by grant.

      1.7 The report notes the transfer by the TUPE (Transfer of Undertakings Protection of Employment) regulations of a Domestic Abuse Co-ordinator fully funded from external sources.

      1.8 This is the first report to integrate both financial, performance and workforce results and it is intended to further develop the presentation for the next report to the Executive Member in October 2009.

      1.9 The report notes that the maximum weekly charge is the equivalent of the Hampshire rate for residential care for Elderly Very Dependent clients with Dementia and for 2009 /10  this rate is £435.82 per week.

      2. Overview of Final Accounts , Performance and Workforce 2008/09

      2.1 The final accounts for 2008/09 resulted in a revenue underspend of £495,000. This represents just 0.2% of the revised revenue cash limit of £283m and is a significant achievement against a background of increased client activity over the year. Table 1 below sets out the overall position for each care group in line with the requirements of the CIPFA Best Value Accounting Code of Practice.

        Table 1

        Cash limited Expenditure

        Adjusted revised estimate 2008/09 (£000)

        Actual 2008/09 (£000)

        Variation Over (+)/Under (-) Spend

        £'000

        %

        Service strategy and regulation

        865

        825

        -40

        -4.6

        Older people (age 65 or over) including mentally ill

        140,399

        138,326

        -2,073

        -1.5

        Adults under 65 years with physical or sensory impairment

        27,882

        28,822

        940

        3.4

        Adults under 65 years with learning disabilities

        64,878

        65,184

        306

        0.5

        Adults under 65 years with mental health needs

        14,469

        14,802

        333

        2.3

        Other Adult Services

        3,042

        2,975

        -67

        -2.2

        Supported employment

        544

        673

        129

        23.7

        Supporting people

        30,577

        30,558

        -19

        -0.1

        Unapportionable overheads

        342

        338

        -4

        -1.2

        Grand Total

        282,998

        282,503

        -495

        -0.2

      2.2 The largest contribution to the 0.2% underspend was from older people which offset overspends in other care groups, particularly physical disabilities.

      2.3 Older people achieved savings within purchased services (domiciliary residential and nursing), partially offset by the requirement to ensure that in-house nursing and residential units were staffed appropriately for higher dependency clients, leading to an overspend on salary budgets. Overall this resulted in an underspend of £2.1m.

      2.4 Planned performance improvements in this area resulted in the number of older people needing to be admitted to care homes falling from 74.7 to 72.5 per 10,000 population. The underspend in older people purchased services enabled pressures in other areas to be met and for help to live at home performance targets for this care group to be achieved. An additional 358 older people were supported to live at home, representing a 1.9% increase, however population growth was 2% resulting in a slight drop in performance equivalent to 0.1 per 1,000 people.

      2.5 For physical disabilities the overall overspend was £940,000 which was primarily the result of planned additional spend on equipment and sensory rooms. This was largely related to increased demand for essential items sourced through the Integrated Joint Equipment Store (ICES) to support people living at home.

      2.6 At the end of 2008/09 4,847 physical disabilities clients were helped to live at home, an increase of 131 on the previous year. This represents an improvement in performance, as 6.2 people per 10,000 population were helped to live at home in 2008/09, compared to 6.1 in the previous year.

      2.7 For learning disabilities the overall overspend for the year was £306,000, which included provision for ordinary residence of £850,000. Purchased client numbers increased by 194 in 2008/09 at a gross annual cost of £1.1m. The increase was predominantly in community based services. However, this cost was offset by in-house day care transport costs being lower than expected and receiving additional continuing health care funding.

      2.8 Performance in the Learning Disabilities care group was sustained at 2007/08 levels with 2.8 adults per 1,000 population supported at home.

      2.9 Progress was made on service integration with the Health Service. There are now eight joint teams successfully operating together. Two teams are already co-located and the intention is for the remaining six to be co-located during 2009/10. It is intended to support the co-location using the carry forward from 2008/09.

      2.10 Agreement was reached on the transfer of commissioning responsibility from the Hampshire Primary Care Trust (HPCT) to Hampshire County Council which will result in a £30m transfer from HPCT in 2009/10. This figure was approved by the Executive Member on 26th June 2009.

      2.11 Mental Health Services have reported a £333,000 overspend (2.3%) primarily due to a provision for a client which under the Mental Health Act section 117 became the responsibility of the Council and will result in a backdated reimbursement of client contributions.

      2.12 Supported employment have reported a £129,000 overspend principally due to additional resource allocated to fast-track new services to improve the prospects of people with a learning disability in gaining meaningful and paid employment. Performance has improved with the number of adults helped into employment increasing from 94 to 347.

      2.13 Overall, the final accounts for 2008/09 show a revenue underspend of £495,000. It is proposed to carry forward 50% (£247,500), of the 2008/09 underspend to 2009/10 to support the continued integration of the Learning Disabilities services of Hampshire County Council and Hampshire Partnership Foundation Trust. The remaining 50% is to be carried forward two years to 2011/12 to support budget pressures.

      2.14 The Capital Programme for 2008/09 was £10.6m and schemes to the value of £4.8m were started in the year. This includes £2.9m investment in Extra-Care Housing which at year end had delivered an extra 244 places, exceeding the performance target of 200. Approval is being sought from Cabinet to carry forward schemes to the value of £5.8m to start in 2009/10. The re-scheduling of the 2008/09 programme was due to delays on projects, technical resource constraints and also future pressures on capital resources required for investment in older peoples homes, extra care housing and IT.

      2.15 There are 11 main partnerships the department is actively involved in. A progress update is given in Appendix 1(e).

      2.16 The Department's performance is improving strongly and it has made good progress in all its priorities, including areas for improvement. Client numbers are increasing and peoples independence improving. There are more clients at home now with complex needs. The Department has successfully delivered Value for Money to Hampshire residents with £19.7m efficiencies over the previous two years, plus a further £8.3m in 2008/09. This will continue with £8.3m efficiency improvements planned for 2009/10. All efficiency savings have been reinvested back into transforming social care services.

      2.17 A top performer in commissioning and use of resources; and including users in all aspects of service delivery and community involvement, the department has also received national `excellent' accreditation for `Supporting People' housing related support; and for `Shared Lives' which arranges family placement for vulnerable people. Future budgets include £3.9m carried forward from 2008/09 for the Supporting People partnership with £2.2m for 2010/11 and £1.7m for 2011/12 to enable planned spending and resources to be matched.

      2.18 The Self Assessment Survey (May 2009) indicates the Department is on track to retain its 2008 performance judgements which the Care Quality Commission will formally announce in November 2009. There will be no Star rating this year though the judgement will directly contribute to the Comprehensive Area Assessment (CAA) both for the County Council organisational assessment and for the wider Hampshire (as a place in which to live) assessment.

      2.19 The Personal Social Services Expenditure Return (PSS EX1) was submitted on 10 July 2009. This return provides analysis of expenditure, activity, and unit cost calculations. The impact of a change in accounting treatment and property valuations in the current economic climate has meant significant increases in capital charges. Whilst not included in operational budgets, this will impact on unit cost comparisons with other authorities for in-house residential and nursing homes.

      2.20 A more detailed analysis of the Department's finance and performance in 2008/09 is set out in the following appendices:

          · 1 2008/09 Revenue Expenditure under service control

          · 1(a) Construction of the 2008/09 cash limit

          · 1(b) Final Accounts - Summary of 2008/09 revenue expenditure

          · 1(c) Analysis of 2008/09 cash limited revenue expenditure over services

          · 1(d) Major variations in 2008/09 cash limited expenditure

          · 1(e) Partnerships progress

          · 1(f) Efficiency savings

          · 1(g) Performance commentary

          · 1(h) Value for money scorecard

          · 2 2008/09 Capital Expenditure

          · 2(a)Capital expenditure 2008/09

      3 2009/10 Budget and Performance Strategy

        Revenue Budget Strategy

      3.1 A budget strategy was agreed as part of the budget setting process in February. Within the budget for 2009/10 are growth pressures of £18.5m, which are funded from:

            · redeployment of resources of £8.3m

            · extra guideline growth of £6.7m

            · planned carry forward £3.5m 1

      3.2 The budget strategy for 2009/10 takes account of in-year implementation and development of many of the Hampshire model's proposals, including, for example, self directed support, early intervention and prevention, and the further development of business processes linked to Hantsdirect.

      3.3 A programme implementation plan is being formulated for the Hampshire model, which sets out the detailed transition activities, long term objectives, timescales and communications plan. This will enable successful delivery of the proposed model over an agreed timescale, within agreed budgets and meeting performance standards as required. To ensure an effective implementation of the Hampshire model for service users and providers, experience from other major projects, including the Self Directed Support Phase 1 work in Basingstoke has shown that timescales need to be realistic for them to have sustainable outcomes.

      3.4 The approved budget includes 138.5 additional full time equivalent staff to support the strategic direction of the department and enhance capacity to deliver safe and secure services, new work requirements and increased volumes during the period of transformation.

      3.5 Since the budget was approved, further grant funding of £246,000 has been identified for six new posts. These increase the workforce budget average numbers from 3,429 full-time equivalents to 3,435 full-time equivalents.

            · Hampshire was successful in obtaining government grant for the Common Assessment Framework. This pilot will require a further four full time equivalent staff in its first year reducing to two in its second year, all positions will be temporary contracts.

            · One domestic abuse co-ordinator permanent post has transferred from the Hampton trust, a voluntary organisation and will be funded from external funding under the Transfer of Undertakings Protection of Employment (TUPE) regulations.

            · One Deprivation of Liberties Safeguards permanent post will be funded from Mental Capacity grant.

      Capital Budget strategy

      3.6 The total capital cash limit for 2009/10 is £11.8m. This includes £1.7m transferred from revenue, £1.2m grant for Common Assessment Framework and £5.8m carried forward from 2008/09. It is proposed to transfer to capital the 50% (£247,500), of the 2008/09 carry forward underspend to support the continued integration of the Learning Disabilities services of Hampshire County Council and Hampshire Partnership Foundation Trust.

      3.7 The detailed scheme list within the capital programme includes proposals to reallocate £960,000 existing resource, to spend the transferred £1.7m additional resource on improvements to older peoples homes (£500,000) invest in extra care housing (£1.2m).The programme is summarised in Table 2 below.

      Table 22

       

      Capital Programme 2009/2010 - Position as at -

      May

         

      Resources

      £'000s

      2009/2010 Capital Programme

      2,884

      Balance of Cash Limit brought forward from 2008/2009

      5,785

      Capital Receipts

      28

      Revenue Contribution to Capital Programme already agreed3

      1,700

      Revenue Contribution to Capital Programme - to be agreed

      248

      Common Assessment Framework Grant

      1,200

      Capital Cash Limit 2009/2010

      11,845

         

      Schemes committed (at contract prices)

      4,010

         

      Schemes not yet committed (at latest approved prices)

      7,835

         

      Total schemes

      11,845

      3.8 It should be noted that the capital programme may be under pressure in 2010/11 and 2011/12 to resource delivery of £3.7m transition capital infrastructure (including SDS and Crisis care) but efforts will be made to meet this within the existing budget.

      3.9 More details of the proposed capital programme are set out in Appendix 4.

      Performance strategy

      3.10 The performance strategy for the department is one of incremental improvement that is affordable within budget and is in those areas identified as local priorities. For 2009/10 these include Self Directed Support, Safeguarding and the development of advice, information as part of the universal offer and commissioning services that support reablement and independence.

      3.11 Informed by Driving Success, the Council's corporate performance management framework, strategic priorities for the department include the Corporate Improvement Plan, delivering Value for Money and the Local Area Agreement targets for theme F Health and Wellbeing to reduce health inequalities, promote good health through exercise, less smoking and sensible drinking of alcohol, reducing emergency hospital admissions and support to older people to maintain independent living, through initiatives such as the Community Innovations Teams.

      Risks and Challenges

      3.12 The departmental management team have recently undertaken a strategic review of risks in relation to the Hampshire model, the wider transformation programme and ensuring `business as usual' is safe and secure. There may be a need to use some of the contingency if required to offset potential cost pressure.

      3.13 It has identified the following key strategic risks which are being managed across the department:

          _ Safeguarding

          _ Organisational and workforce planning

          _ Performance Management

          _ Partnership working - commissioning

          _ Partnership working - operations

          _ Resource management

          _ Health and safety management

          _ Business transformation

          _ Demographic change

          _ Business continuity

          _ Customer care and communications

          _ Information systems and infrastructure

      3.14 Next year, 2010/11, will be the final year of the government's current spending plan. The content of the next 3 year Comprehensive Spending Review is unknown but further pressures can be expected.

      3.15 The Government's green paper on the future of Adult Services was published on 14 July 2009, at the time of writing this report the contents have yet to be analysed.

      Maximum weekly charge for non residential care

      3.16 Following the decision at the May 2006 Executive Member for Adult Social Care decision day,  the maximum weekly charge is the equivalent of the Hampshire rate for residential care Elderly Residential Very Dependent with Dementia. This is to inform the Executive Member that for 2009 /10 this rate will be £435. 82 per week This represents an uplift of 2.5% on the 2008/2009 rate of £415.03 per week

      4. Budget, performance and workforce monitoring for the first two months of 2009/10.

        2009/10 Revenue Budget position

      4.1 This is the first budget monitoring report for 2009/10, and is based on data to the end of May. The headlines are shown in Table 3 below and show a balanced budget position. This needs to be treated with some caution at this early stage of the year. Potential risks have been identified and plans are in place to ensure the outturn comes in on budget.

      Table 3

      Client Group

      Adjusted P2 Cash Limit 2009/10 (£000)

      Projected Spend (to 31/03/10) (£000)

      Variation Over/(Under) Spend

      £'000

      %

      Director and Performance & Business Management

      24,918

      24,918

      -

      -

      Commissioning and Partnerships

      46,895

      46,895

      -

      -

      Older People / Physical Disability

      159,690

      159,690

      -

      -

      Learning disability

      61,123

      61,123

      -

      -

      Mental Health

      10,293

      10,293

      -

      -

      Contingency & Centrally Held

      2,677

      2,677

         

      Grand Total

      305,596

      305,596

      -

      -

          Note: The table above analyses the budget in terms of management responsibility and is not, therefore, the same as the presentation used in the budget book, which follows the external reporting requirements of CIPFA's best value accounting code of practice. More detailed information is given in Appendix 3.

      4.2 The main factors impacting on the 2009/10 revenue budget following the closing of the 2008/09 accounts are the carry forward of grants, 50% share of the 2008/09 underspend, which were approved by the Policy & Resources Executive Member on 19 May 2009 and new grants announced since the budget was set.

      4.3 Overall, there has been a net increase of £756,000 to the cash limit. The movement in the cash limit is set out below:

       

      £'000

      Budget as per Budget Book 2009/2010

      304,840

      50% of £495,000 underspend (one-off)4

      248

      Transfer to capital of 50% of £495,000

      -248

      Campus closure grant4

      222

      Invest to Save4

      90

      Stroke grant4

      120

      New grants

      272

      Technical adjustments

      52

      Cash limit as at 24 July 2009

      305,596

      4.4 The 2009/10 contingency is £1.9m, after utilising £3.5m of planned carried forward monies (£3.9m) from 2008/09 to meet the budget shortfall of £3.5m, and it has been out turned to budget at this stage, although none of it has been committed.

      The contingency is made up of:

          Contingency in the base budget £1.4m

          Savings and contingency funding to be identified -£3.5m

          Planned carry forward from 2008/09 (one off) 5 £3.8m

          Total contingency after carry forward addition £1.7m

          Contingency for specific pressures (section 117) £0.2m

          Total contingency (included in Table 3) £1.9m

      4.5 OP/PD purchased services are overall showing a balanced budget, however, Personalisation and the trend of clients choosing to direct their own care and/or live at home as an alternative to residential care, has resulted in a shift in spend of £3.5m to domiciliary care and Direct payments which will be offset by reductions of £3.5m on more traditional residential models of care. Budget realignments are recommended for approval to reflect this.

      4.6 Grants carried forward are:

          · £90,000 Invest to Save

          · £120,000 Stroke Assistance

          · £222,000 Learning disability Campus Closure

      4.7 The £90,000 Invest to Save is the balance from the £139,000 scheme which enhances the transition service and supports continuing health care applications. (In 2008/09 £49,000 was spent on this scheme). There will be a one-off cash limit increase of £90,000 in 2009/10 and then the full scheme cost will be repaid by a one-off reduction in 2010/11 of £139,000.

      4.8 Other grants carried forward are £120,000 for continuation of the strategy to provide comprehensive access to stroke support groups across the county and £222,000 for continuation of the Learning Disability campus closure programme.

      4.9 It is noted that the DAAT Partnerships carried forward £750,527 to 2009/10 from its 2008/09 allocation as part of its medium term financial strategy to cover planned reductions in government grant. However, as this is a Partnership funded through grant received directly by the Primary Care Trust it does not form part of the Adult Services cash limit.

    4.10 Further details of the overall revenue position and projected outturn for 2009/10 are set out in Appendix 3:

          · Appendix 3 2009/10 Overall Revenue Budget Strategy and projected outturn

          · 3(a) Comparison of period 2 projected outturn with latest cash limit

          · 3(b) 2009/10 Government grants

          · 3(c) Client Activity

          · 3(d) Staffing update

      5. Recommendations

      5.1 That the final accounts and performance achievements for 2008/09 be noted as set out in paragraphs 2.1 to 2.20 on pages 2 to 6 and Appendices 1 and 2 on pages 16 to 37.

      5.2 That the current budget position as at period 2 for 2009/10 be noted as set out in paragraphs 4.1 to 4.10 on pages 9 to 12 and Appendix 3 on pages 38 - 54.

      5.3 That £247,500, (50%) of the 2008/09 revenue underspend carried forward to 2009/10, in line with the the Policy & Resources Executive Member decision on 19 May 2009, be transferred to 2009/10 capital for the co-location of learning disability and Health teams arising from the learning disabilities integration with Health.

      5.4 That the 2009/10 capital programme proposals for reallocation of £960,000, for investment of £500,000 in improvements to older peoples homes, for £1.2m investment in extra care housing and £1.2m investment in the Common Assessment Framework be approved as set out in Appendix 4.

      5.5 That the maximum weekly charge of £435.82 for 2009/10 for non-residential care be approved.

      5.6 That the following budget virements be approved: allocate £3.5m from OP/PD purchased nursing (£2.5m) and residential care budgets (£1.0m) to domiciliary care (£2.8m) and Direct Payments budgets (£0.7m).

      5.7 That approval be given for the following additional posts which are funded from grants or other external sources. These increase the workforce budget average numbers from 3,429 full-time equivalent posts to 3,435 full time equivalent posts:

        · Four Comprehensive Assessment framework full-time equivalent temporary staff -funded from Comprehensive Assessment Framework grant

        · One domestic abuse co-ordinator permanent post - funded from external sources under the Transfer of Undertakings Protection of Employment (TUPE) regulations.

        · One Deprivation of Liberties Safeguards permanent post - funded from Mental Capacity grant , as reported to Executive Member in March 2009.

      CORPORATE OR LEGAL INFORMATION:

      Links to the Corporate Strategy

      Hampshire safer and more secure for all:

      yes

      Corporate Business plan link number (if appropriate):

      Maximising well-being:

      yes

      Corporate Business plan link number (if appropriate):

      Enhancing our quality of place:

      no

      Corporate Business plan link number (if appropriate):

      Section 100 D - Local Government Act 1972 - background documents

       

      The following documents discuss facts or matters on which this report, or an important part of it, is based and have been relied upon to a material extent in the preparation of this report. (NB: the list excludes published works and any documents which disclose exempt or confidential information as defined in the Act.)

       

      Document

      Location

      None

       

      IMPACT ASSESSMENTS:

      1. Equalities Impact Assessment:

      1.1. The Department's budget and performance strategies are developed in accordance with the Council's Equalities Policy and target the most vulnerable in society.

      1.2. How budgets are used have a significant impact on the most excluded. The operational directors have lead responsibility to ensure that impact assessments take account of the needs of these groups. The head of finance is a member of the Departmental management team, and part of her role is contribute to these impact assessments. This budget monitoring report provides information on the progress of spending plans of the Directorate and will contribute to better outcomes for all.

      2. Impact on Crime and Disorder:

        The County Council has a legal obligation under Section 17 of the Crime and Disorder Act 1998 to consider the impact of all the decisions it makes on the prevention of crime. The proposals in this report have no proven impact on the prevention of crime.

      3. Climate Change:

      a) How does what is being proposed impact on our carbon footprint / energy consumption?

        All relevant developments within the revenue budget and capital programme are subject to specific, detailed assessments. Energy conservation, and where applicable enhancing biodiversity, are priorities for all major building schemes and the revenue budget includes an allocation to specifically encourage sustainability initiatives.

      b) How does what is being proposed consider the need to adapt to climate change, and be resilient to its longer term impacts?

        Where appropriate capital schemes are planned with adaptation to climate change in mind, such as the inclusion of passive cooling through building design, rain-water and grey-water harvesting, drought resistant planting etc.

        APPENDICES

       

      Page Number

      1 2008/09 Revenue Expenditure under service control

      16 - 20

      1(a)

      Construction of the 2008/09 cash limit

      21 - 22

      1(b) Final Accounts - Summary of 2008/09 revenue expenditure

      23

      1(c)

      Analysis of 2008/09 cash limited revenue expenditure

      24 - 25

       

      over services

       

      1(d)

      Major variations in 2008/09 cash limited expenditure

      26

      1(e)

      Partnerships progress

      27 - 29

      1(f)

      Efficiency savings

      30

      1(g)

      Performance commentary

      31 - 32

      1(h)

      Value for money scorecard

      33

      2

      2008/09 Capital Expenditure

      34 - 35

      2(a)

      Capital expenditure 2008/09

      36 - 37

           

      3

      2009/10 Overall Revenue Budget Strategy and projected

      38 - 43

       

      outturn

       

      3(a)

      Comparison of period 2 projected outturn with latest cashlimit 44

      3(b)

      2009/10 Government grants

      45 - 47

      3(c)

      Client Activity

      48 - 53

      3(d)

      Staffing Update

      54

      4

      2009/10 Capital Programme Position

      55

      4(a)

      2009/10 Capital Programme Position

      56

      Appendix 1

          2008/09 revenue expenditure under the Service's control

      1 Revenue expenditure under the Service's direct control was subject to a cash limit. For 2008/09 the adjusted amount is £282.998m as set out in Appendix 1(a).

      2 The final outturn was £495,000 less than the cash limit.

      3 The final position for 2008/09 compared to the outturns for the previous three years is shown in the table below. There has been improved control of the department's resources to meet outcomes for the citizens of Hampshire.

         

            Variations from

        Revised Budget

         

        £'000

        %

        2005/06

        +11,124

        +4.5

        2006/07

        +7,494

        +2.9

        2007/08

        -1,865

        -0.7

        2008/09

        -495

        -0.2

      4 The table below shows the overall outturn position and the following paragraphs briefly describe some of the more significant variances across each client group since the revised budget was prepared in November.

        Cash limited Expenditure

        Adjusted revised estimate 2008/09 (£000)

        Actual 2008/09 (£000)

        Variation Over (+)/Under (-) Spend

        £'000

        %

        Service strategy and regulation

        865

        825

        -40

        -4.6

        Older people (age 65 or over) including mentally ill

        140,399

        138,326

        -2,073

        -1.5

        Adults under 65 years with physical or sensory impairment

        27,882

        28,822

        940

        3.4

        Adults under 65 years with learning disabilities

        64,878

        65,184

        306

        0.5

        Adults under 65 years with mental health needs

        14,469

        14,802

        333

        2.3

        Other Adult Services

        3,042

        2,975

        -67

        -2.2

        Supported employment

        544

        673

        129

        23.7

        Supporting people

        30,577

        30,558

        -19

        -0.1

        Unapportionable overheads

        342

        338

        -4

        -1.2

        Grand Total

        282,998

        282,503

        -495

        -0.2

      Older people -£2.07m underspend (-1.5%)

      5 Older people achieved savings within purchased services (domiciliary residential and nursing), this was offset by the requirement to ensure that in-house nursing and residential units were staffed appropriately for higher dependency clients, leading to an overspend on salary budgets. Overall this resulted in an underspend of £2.1m.

      6 Efforts are continuing to manage down dependency levels and improve staff retention to reduce costs. This has been effective in 2008/09 with staff turnover in residential homes reducing from 23% in 2007/08 to 16% in 2008/09. Although this was still higher than the department average.

      7 The underspend in purchased residential and nursing care was mainly due to improvements in securing Continuing Health Care funding including the backdating of claims. The underspend in purchased domiciliary care was mainly due to additional non-residential charging (NRC) income and the success of the community response team in re-abling clients. There has also been the continuation of tight vacancy management in assessment & care management and in-house home care.

      8 Planned performance improvements in this area resulted in the number of older people needing to be admitted to care homes falling from 74.7 to 72.5 per 10,000 population. The underspend enabled pressures in other areas to be met, particularly services for people with physical disabilities (£940,000 overspend), and for help to live at home performance targets for this care group to be achieved. An additional 358 older people were supported to live at home, representing a 1.9% increase, however population growth was 2% resulting in a slight drop in performance equivalent to 0.1 per 1,000 people.

        9 Management action has been targeted at increasing direct payment client activity to meet performance targets, and despite year end activity levels being still below planned levels, there has been a steady growth in numbers and value over the year.

        10 In 2008/09 the number of older people using Direct Payments during the year almost doubled, from 506 in 2007/08 to 950, accounting for 53% of all the DP clients. In 2007/08 52% of the DP's received by older people had a value less than £200. In 2008/09 this had improved with 70% of clients receiving between £200 - £500.

          Adults with a physical or sensory impairment +£940,000 overspend (+3.4%)

      11 The primary reason for the overspend was a planned additional spend of £780,000 on equipment. This was as a result of focusing resources where a little bit of help can make a difference in supporting people to live at home. This was largely related to increased demand for essential items sourced through the Integrated Joint Equipment Store (ICES) to support people living at home, helping to improve the department's performance.

      12 In 2008/09 the ICES delivered over 20,000 more items of equipment than in the previous year, taking the total to over 70,000; delivering on average 94.5% of items within 7 working days. There was also pressure on domiciliary care due to additional demand (client numbers increased by 57 (8%) over the year) and residential care due to increased level of need.

      13 In relation to Direct Payments whilst the number of clients remained at a similar level to the previous year, at around 470, the value of DP increased. In 2007/08 56% of all the DP's issued to PD clients had an annual value greater than £5,000, in 2008/09 this had increased to 61% of clients. The percentage of people receiving between £2,000-£5,000 also increased from 17% to 20%.

      Adults with learning disabilities +£306,000 overspend (+0.5%)

      14 The underlying £0.5m underspend for the year moved to a £0.3m overspend only as a result of ordinary residence provision made at the end of the year for 21 likely claims (£0.8m). The other main factors contributing to the overall year end position are summarised below:

        · Purchased client numbers overall increased in year by 194 (costing £1.1m) with the increases predominantly relating to community based services offset by a reduction in high cost residential client numbers (saving £0.6m) to give a net overspend of £0.5m.

        · Additional continuing health care income of £0.5m. This was largely facilitated by the expert advice and support from two continuing health care posts funded by the Invest to Save budget.

        · Underspend of £1.1m in in-house day care, as a result of vacancy management and lower than expected transport costs for clients.

        · Overspend of £0.6m in in-house residential and domiciliary care reflecting the maximisation of the in-house residential capacity for clients with higher support needs who would normally have needed to have gone to more expensive purchased care packages.

      15 Performance in this care group was sustained at 2007/08 levels with 2.8 adults per 1,000 populated supported at home.

      16 The number of LD clients receiving a direct payment increased by 25% in 2008/09 from 198 in 2007/08 to 247 in 2008/09. In addition to this increase in client numbers the value of DP's also increased, with 49% of people receiving more than £5,000 over the year in 2008/09, compared to 45% in 2007/08.

      17 In 2008/09 the number of clients aged under 65 admitted into permanent care reduced by 2.8% from 107 new admissions in 2007/08 to 104 in 2008/09. Against population this represents a 8% decrease in the number of new admissions of 18-64 years per 1,000 population, as measured by C73, as performance improved from 1.47 to 1.34 admission per 1,000 population.

      Adults with mental health needs +£333,000 overspend (+2.3%)

      18 Mental Health Services have reported a £333,000 overspend (2.3%) primarily due to a provision for a client which under the Mental Health Act section 117 became the responsibility of the Council and will result in a backdated reimbursement of client contributions.

      Other services +£62,000 overspend (+1.7%)

      19 The overspend was principally due to additional resource allocated to supported employment to fast-track new services to improve the prospects of people with a learning disability in gaining meaningful and paid employment. This reflects corporate and national priorities.

      20 Of note is the improved performance with regard to the number of adults with learning disabilities helped into employment which increased from 94 to 347.

      Variations in non-cash limited expenditure

      21 The variations in non cash limited expenditure budgets explained in the next paragraph have no impact on Adult Services cash limited operational budgets.

      22 The increased cost of office accommodation (included within central support services) and increased capital charges, arise from writing down the value of County Council owned land and buildings to reflect the general fall in land and property values in the economy. In accordance with standard accounting practice, this reduction can be charged to the asset revaluation reserve in the balance sheet if there are previous valuation gains to generate a sufficient reserve. However, because this accounting policy was introduced in Local Government in April 2007, there has been insufficient time to generate a sufficient reserve and so the reduction must be charged to service revenue accounts. However, as has always been the case for capital charges, they do not impact on the charge to the council tax payer. This technical accounting adjustment has no impact on Adult Services operational spending.

      23 The above technical change on capital charges impacts on the PSS EX1. For example, for Hampshire Older People in-house residential homes, gross expenditure excluding capital charges increased by 3.3% from 2007/08 to 2008/09. If capital charges are included, the increase rises to 20%. Similarly, after taking account of client activity, the unit cost increase without capital charges is 8.5% and with capital charges 26%.

      Appendix 1(a)

      Adult Services

      Revenue Expenditure 2008/09

      Construction of cash limit

      1 In the revised budget revenue expenditure under the service's direct control was subject to a cash limit set by Cabinet of £285.070m. Business rates were an exception because the level of business rates on the County Council's own properties could not be determined precisely when the revenue budget was set. As a result of revaluations actual expenditure on rates is £7,000 higher than was provided for in the revised budget and the cash limit has been adjusted accordingly. The calculation is shown in Table 4.

      2 Further adjustments to the cash limit have also been made for:

           

              £'000

          Changes in Government Grants:

           
           

          Homeworkers

              -1

           

          Stroke care for Adults in the community

              -120

           

          Learning Disability Campus closure

              -222

           

              -343

             

          Virements across Services

           
           

          Invest to save grant

              -90

           

          Funding contribution to Ashburton Court

              -226

           

          Transfer to Culture Communities & Rural Affairs

              -125

           

              -441

             

          Inclusive Pay

              200

          Pay & Benefits Appeals

              205

          Winter Pressures targeted savings

              -1,700

             

      3 The adjustments referred to above are incorporated in the table below which summarises the position for the service in the year:

        Table 4 2008/09 Cashlimit

            £'000

            £'000

        Revised cash limit for 2008/09

         

            285,070

        Increase for the higher level of business rates payable

            7

         

        Variation in government grants

            -343

         

        Virements across Services

            -441

         

        Inclusive pay

            200

         

        Pay & Benefits Appeals

            205

         

        Winter Pressures targeted savings

            -1,700

         
           

            -2,072

        Amended cash limit

         

            282,998

             

        Net expenditure

         

            282,503

        Net underspending against Service's controllable expenditure.

         

            -495

             

          Appendix 1(b)

      Adult Services

      Final Accounts 2008/09

      Summary of Revenue Expenditure

       

      (1)

      (2)

      (3)

       
       

      Adjusted revised estimate

      Actual 2008/09

      Variation (Col 2 - Col 1)

       
       

      £'000

      £'000

      £'000

      %

      Cash limited expenditure

      282,998

      282,503

      -495

      -0.2

      Capital charges

      2,075

      20,832

      18,757

      904.0

      Other expenditure which is controlled centrally by Policy and Resources and recharged to this service

      - repair and maintenance of buildings

      1,515

      1,199

      -316

      -20.9

      - central support services

      8,609

      12,316

      3,707

      43.1

       

      295,197

      316,850

      21,653

      7.3

      - adjustment for pension costs

      -3,270

      -2,889

      381

      -11.7

      Expenditure controlled by this committee recharged to Policy and Resources committee:

             

      - corporate and democratic core

      -201

      -201

      -

      -

      Net expenditure before grant

      291,726

      313,760

      22,034

      7.6

      Government grants:

             
       

      Homeworkers

      1

      1

      -

       
       

      National training strategy

      246

      246

      -

       
       

      AIDS support

      190

      190

      -

       
       

      Mental health

      45

      45

      -

       
       

      Supporting people

      2,684

      2,684

      -

       
       

      Invest to save

      240

      240

      -

       
       

      Preserved rights

      500

      500

      -

       
       

      Carers grant

      298

      298

      -

       
       

      Social Care Reform Grant

      1,537

      1,537

      -

       
       

      Learning Disability Campus Closure

      666

      666

      -

       
       

      Stroke Care for Adults in the Community

      25

      25

      -

       

      Total net expenditure

      285,294

      307,328

      22,034

      7.7

               

      Reconciliation with total net expenditure in the budget book:

             

      Net expenditure (on page B3 of the budget book)

      287,023

           

      Adjustments

             
       

      Virements across Services

      -441

           
       

      Decrease for higher level of business rates

      7

           
       

      Inclusive pay

      200

           
       

      Pay and benefits

      205

           
       

      Winter Pressures targeted savings

      -1,700

           
       

      285,294

           

      Appendix 1(c)

      Adult services

      Revenue Expenditure 2008/09

      Analysis of cash limited revenue expenditure over services

       

          (1)

          (2)

          (3)

       
       

          Adjusted revised estimate

          Actual 2008/09

          Variation (Col 2 - Col 1)

       
       

          £'000

          £'000

          £'000

      %

      Cash limit expenditure

             

      Service Strategy and Regulation

      865

      825

      -40

      -4.6

      Older people (aged 65 or over) including older mentally ill

             
       

      Assessment and care management

          19,957

          19,124

          -833

      -4.2

       

      Net costs of services

          120,442

          119,202

      -1,240

      -1.0

       

      140,399

      138,326

      -2,073

      -1.5

      Adults under 65 years with physical or sensory impairment

             
       

      Assessment and care management

          6,710

          6,797

          87

      1.3

       

      Net costs of services

          21,172

          22,025

          853

          4.0

       

      27,882

      28,822

      940

      3.4

      Adults under 65 years with learning disabilities

             
       

      Assessment and care management

          4,254

          4,108

          -146

      -3.4

       

      Net costs of services

          60,624

          61,076

          452

          0.7

       

      64,878

      65,184

      306

      0.5

      Adults under 65 years with mental health needs

             
       

      Assessment and care management

          6,744

          6,884

          140

      2.1

       

      Net costs of services

          7,725

          7,918

          193

          2.5

       

      14,469

      14,802

      333

      2.3

      Other adult services

             
       

      Assessment and care management

          402

          408

          6

      1.5

       

      Net costs of services

          2,640

          2,567

          -73

      -2.8

       

      3,042

      2,975

      -67

      -2.2

      Supported employment

             
       

      Net costs of services

          544

          673

          129

      23.7

       

      (1)

      (2)

      (3)

       
       

      Adjusted revised estimate

      Actual 2008/09

      Variation (Col 2 - Col 1)

       
       

      £'000

      £'000

      £'000

      %

       
               

      Supporting people

             
       

      Net costs of services

          30,577

          30,558

          -19

      -0.1

               

      Unapportionable overheads

             
       

      Compensatory added years

          342

          338

          -4

      -1.2

               

      Net cash limited expenditure

      282,998

      282,503

      -495

      -0.2

      Appendix 1(d)

      Adult Services

      Revenue Expenditure 2008/09

      Major variations in cash limited expenditure - underspending of £0.495m.

      Budget heading

      Variation over(+)/ under(-)

      Adjusted cash limit

      Reason

       

      £'000

      £'000

       

      Service strategy and regulation

      Older people (aged 65 or over)

      -40

      -2,073

      865

      140,399

      Part year savings on new complaints regulations process.

      Secured more Continuing Health Care than planned, particularly with the backdating of claims, higher than budgeted NRC income and tight vacancy management in assessment & care management and in-house home care.

      Adults under 65 years with a physical or sensory impairment

      940

      27,882

      Planned additional spend on equipment and sensory rooms.

      Adults under 65 years with a learning disability

      306

      64,878

      Focussed demand management contained the operational pressures within the overall budget. The overspend reflects the £850,000 provision made in relation to a number of Ordinary Residence clients

      Adults under 65 years with mental health needs

      333

      14,469

      Focussed demand management contained the operational pressures within the overall budget. The overspend reflects the £475,000 provision in relation to the repayment of a number of years of client contributions to a client who has Section 117 status.

      Other services

      62

      3,586

      Additional resource was allocated to supported employment to fast-track new services to improve people's prospects of gaining meaningful and paid employment reflecting corporate and national priorities

      Appendix 1(e)

      Adult Services

      Key Statutory Partnerships - Progress

    1 Hampshire Partnership Foundation Trust integrated mental health and substance misuse services

      The objective of this partnership is to work together to provide modern health and social care mental health resources (circa £8.3m) that meet the needs of adults with severe mental health problems and promote their independence. Currently the Section 31 agreement is being refreshed and will be prepared under the Section 75 guidelines. A final draft, which will need to be formally signed off by both parties, is nearing completion.

    2 Surrey & Borders Trust integrated mental health and substance misuse services

      The objective of this partnership is to work together to provide modern health and social care mental health resources (circa £1.4m) that meet the needs of adults with severe mental health problems and promote their independence. Currently the Section 31 agreement is being refreshed and will be prepared under the Section 75 guidelines.

    3 Portsmouth City mental health integrated substance misuse services The County have a S31 Agreement (circa £0.15m) with the Portsmouth City Primary Care Trust (PCPCT) to integrate social care with their tier 3 health teams to provide substance misuse services to the Fareham and Gosport and the Havant, Hayling Island and Petersfield areas of Hampshire. As with the agreement with Hampshire partnership Foundation Trust (HPFT) and Surrey and Borders Foundation Trust (SABFT), the PCPCT have responsibility for managing this service and it is covered by the review mentioned below.

    4 Mental health Section 75 pooled funds with Hampshire PCT

      There is a small Pooled Fund agreement (circa £0.9m) in place for some services in Mid Hampshire which were previously commissioned by NHS Hampshire. This arrangement has enabled services funded through the agreement to be redesigned leading to improvements in service delivery and efficiency savings. It is proposed to extend this agreement to include all mental health community support services which are block purchased from the third sector. This will enable the Council and NHS Hampshire to work together to review and improve purchased services to ensure that these meet future needs and deliver best value. A project plan is currently being drafted with NHS Hampshire.

    5 Drug and Alcohol Action Team

      The Hampshire Drug & Alcohol Action Team (DAAT) is a multi-agency partnership, responsible for the local implementation of the Government's ten year drug strategy 2008-2018 with an annual grant budget of £6.6m.

      A countywide strategic review of substance misuse services was launched during July 2008 and a formal consultation process, based upon a strategic review information pack took place between 2 October 2008 and 2 January 2009. The desired outcome of the review process is to deliver the best possible configuration of drug and alcohol services in the county. These services will be effectively commissioned, properly contracted and monitored to meet needs and targets, and will be affordable within the available budget.

      Following consultation, and as reported to the Executive Member on 26 June 2009 further work has been undertaken to develop the service delivery model for the Hampshire treatment system, clarify care pathways and describe the treatment journey; and to progress the proposals for joint commissioning and the appropriate administrative, governance and accountability arrangements to support these processes.

    6 Health & Wellbeing Partnership Board

      The Board brings together representatives from each district council, the PCT and the County Council. It met for the first time in June 2008. It has developed a work programme, including taking the lead on the delivery of the Local Area Agreement Theme F (Health & Wellbeing); adopted the Older People's Wellbeing Strategy; and is currently developing a Hampshire-wide Health & Wellbeing Strategy, which goes out to a 12-week consultation in June 2009.

    7 Hampshire Integrated Community Equipment Service s75

      This service provides equipment to disabled adults and children, as well as frail and elderly people, to help people remain in their own homes or in community-based settings for as long as possible. The section 75 Partnership Agreement covering the £3.5m combined budget has been endorsed by the Executive Member for Adult Social Care and is awaiting formal sign-off by the PCT. The HICES Board has been reconstituted and has introduced a robust performance monitoring regime. The service improved its performance last year, achieving 95% (against a target of 94.1%) for the percentage of items of equipment and adaptations delivered in 7 working days.

    8 Learning disability s256 and budget transfer

      Responsibility for commissioning social care for adults with a learning disability transferred from the NHS to Local Authorities from April 2009. This transfer had to be in the form of a local agreement for two years, 2009/10 and 2010/11. A comprehensive process has been undertaken in Hampshire to identify and verify all relevant funding for transfer. Extensive negotiations have taken place both with NHS Hampshire and the relevant provider organisations. As set out in the report to Executive Member on 26 June 2009, the agreement is for a transfer of £29,503,437 for 2009/10 and £30,241,023 for 2010/11 from Hampshire NHS to Hampshire County Council to support the transfer in responsibility for commissioning social care for adults with a learning disability. After this time, funding will be allocated to Local Authorities directly from the Department of Health according to a national funding formula. This formula has not yet been announced. The transfer will be supported by new contractual arrangements through the single tender process and a revised legal agreement in the form of the s256 Memorandum of Understanding.

    9 Learning Disability Integrated Teams

      This partnership of Hampshire County Council Adult Services and Hampshire Partnership Trust has been working together to bring together a joint integrated Learning Disability service, to deliver improved services to service users and their carers. There is now a single learning disability service, under the management of a Head of Service, hosted within Hampshire County Council. There are 5 new service areas each managed by a Locality Service Manager.  Each area has within it Integrated Community Teams. These 8 new teams comprise those staff previously located in Hampshire Partnership Trust Community Learning Disability Teams and Hampshire County Council Care Management Teams. The management arrangements for the Integrated Service (circa £6m) will be covered by a Section 75 Partnership Agreement which is approaching its final draft.

      In addition, each service management area will manage local Hampshire County Council in-house day services. Hampshire County Council's in-house residential services will be part of the overall service, but will remain discretely managed by a Residential Service Manager.

10 Nursing homes s31

      The current S31 agreement was put in place for the ENHANCE nursing homes and was signed by the original 7 primary care trusts in Hampshire. The key benefits are that it allows Hampshire County Council to employ nurses by the NHS passing the authority to do this over to Adult Services. It also specifies that priority for admissions to the nursing homes should be for people with a Hampshire address or registered with a GP who covers NHS Hampshire. During 2008/09 no significant changes have occurred within the partnership.

    11 Supporting People County Core Group

      This group is comprised of representatives from each district or borough council, the County Council, Health and Probation.  Together they have the ultimate responsibility for agreeing the Hampshire-wide Supporting People (SP) Policy, Strategy and Implementation of the programme for the £30m annual grant. The strategic review of Older Persons services saw the completion of this programme, and following widespread consultation saw extensive remodeling of services for Older People. This has resulted in more flexible services available to a wider range of clients, all clearly focused on meeting Local Area Agreement objectives. SP also took part in a Department of Communities and Local Government (CLG) Pathfinder exercise to test proposals for including SP funding into the Area Based Grant, allowing funding to be used more flexibly. The programme remains on target with regard to delivering on its current three-year financial strategy.

      Appendix 1(f)

      Adult Services

      2008/09 Efficiency Savings

      Budget heading

      Planned savings per budget

      Actual savings achieved

      Variance

      Comments

       

       

       

       

       

      Service strategy and regulation

      0

      0

       

       

      Older people (aged 65 or over) including older mentally ill

      (3,952)

      (5,102)

      (1,150)

      Primarily the overachievement of OP/PD CHC targets due to backdated receipts, plus additional savings from the Home Care Modernisation programme due to delays in recruiting to the new structure

      Adults under 65 years with a physical or sensory impairment

      (651)

      (651)

      0

       

      Adults under 65 years with a learning disability

      (1,751)

      (2,134)

      (383)

      Overachievement of LD CHC targets, due to backdated receipts.

      Adults under 65 years with mental health needs

      (386)

      (386)

      0

       

      Other adult services

      (34)

      (34)

      0

       

      Total savings

      (6,774)

      (8,307)

      (1,533)

       3% of cash limited expenditure

      Appendix 1(g)

      Adult Services

      Performance Commentary

      1 Good progress is being made in delivering the Corporate Improvement Plan, with the target for Extra-care housing having been exceeded. The Hampshire Model for Personalisation is already achieving better outcomes for people, notably those who are part of the Self-Directed Support programme in Basingstoke. Learning from evaluation and user experience is shaping the longer term plan to deliver sustainable improvements for vulnerable adults.

      2 Adult Services has direct responsibility for delivering 11 of the National Indicator Set (NIS) and monitors an additional 25 to which it contributes or has an interest. While still `early days' for many of the NIS, we have built up a good knowledge of local performance where it is possible to do so. Indications are that compared to other county councils, we continue to perform well across adult social care indicators, notably having slightly exceeded our Direct Payments target.

      3 There is also evidence that the Local Area Agreement is targeting those wider `health and wellbeing' indicators presenting the greatest challenges in the local population, though there remains much work to do, including in the area of tackling health inequalities. The Health and Wellbeing Partnership Board has agreed priorities for action, these are to stem, in the face of significant population growth, the rise in the number of emergency beds days used across Hampshire; and to address health inequalities in two target areas - smoking cessation and alcohol abuse.

      4 Strategic and local partnerships with Health are good and improving and have delivered improved outcomes for people discharged from hospital and those entitled to continuing healthcare. Further improvement to prevent admissions and reduce the use of emergency beds is a specific priority for the Hampshire Model and LAA Health & wellbeing theme.

      5 The continued success of Council strategies focused on reablement, has seen a reduction in admissions of older people to residential and nursing care and more older people with intensive care needs supported at home, despite an increasing elderly and frail population. Promotion of Direct Payments is enabling service users to regain control of their lives, with support to achieve personal outcomes in imaginative and creative ways. Supporting risk taking is a challenge in terms of the Councils duty of care and is being addressed as part of the Self Directed Support programme. The number of people with learning disabilities helped into employment has increased from 94 to 347 in the last year and is a significant achievement in times of economic recession.

      6 Work with providers through the Contracts Quality Monitoring Framework, which gives front line staff `real time' information, is proving effective in addressing quality, safeguarding concerns and improving outcomes for individuals. Increased investment in safeguarding and awareness raising across the Council and its partners has seen the number of referrals increase. Strengths in safeguarding include prompt response to referrals and the quality of case work under very difficult and sensitive circumstances. A challenge is to ensure that appropriate referrals are received from partner agencies and work is underway to address this.

      Appendix 1(h)

      Adult Services Value for Money Scorecard 2008/09

      Adult Services provides information and advice to people at a vulnerable time in their lives. It commissions and delivers services to those assessed as being in `substantial' or `critical' need. Charges are made for services, dependent on individual's ability to pay. A key aim of the service is to help people remain independent and in their own home, avoiding the need for residential, nursing or hospital care wherever possible.

      Adult Services has sustained three star top performance. It has successfully delivered efficiency and improvements to the value of £19.7million in the last two financial years, plus an estimated £7.8million cashable savings in 2008/09, with £8.3million planned in 2009/10.

      Performance Measure

      2006/07

      2007/08

      2008/09

      Plan

      Economy - the price paid for what goes into providing a service

      B12 Unit Cost of intensive care

      £581

      £583

      £651

      £598

      B17 Unit cost of home care

      £14.50

      £14.10

      £14.40

      £14.5

      Efficiency - how much you get out in relation to what is put in

      C32 Older People helped to live at home per 1,000 population

      83

      84

      84.2

      85

      C30 People with LD helped to live at home per 1,000 population

      2.7

      2.8

      2.8

      2.9

      C29 People with PD helped to live at home per 1,000 population

      5.9

      6.1

      6.2

      6.2

      C31 People with MH helped to live at home per 1,000 population

      10.8

      Definition changed in 2008/09

      NI 136 All adults supported to live independently through Adult Services per 100,000 population

      4,808

      5,176

      5,421

      New approach - No target set.

      Effectiveness - the impact achieved

      C72 (Reducing) Admissions to res care 65yrs plus per 10,000 population

      78

      74.7

      72.5

      73

      C73 (Reducing) Admissions to res care younger adults per 10,000 population

      1.6

      1.4

      1.3

      1.3

      NI 132 People who wait less than 4 weeks for an assessment (all ages)

      84%

      85%

      87%

      New approach - No target set.

      NI 133 People who wait less than 4 weeks for a service (aged 65 and over)

      89%

      89%

      90%

      90%

      D41 Delayed Transfers of Care (acute hospitals only)

      38

      28.2

      29.2

      27.5

      NI 131 Delayed Transfers of Care (all hospitals)

      8.6

      16.77

      14.1

      Definition changed in 2008/09

      Local PI User Satisfaction (annual survey)

      83%

      83%

      87%

      85%

      Supporting People: This programme is designed to give vulnerable people the opportunity to improve their quality of life by helping them to establish or maintain independent living in a stable home environment.

      Performance Measure

      2006/07

      2007/08

      2008/09

      Plan

      Economy - the price paid for what goes into providing a service

      Supporting People

      £31.3m

      £30.9m

      £30.6m

      Effectiveness - the impact achieved

      NI 141: % of vulnerable people achieving independent living

      Reliable data not available

      71.90%

      Q4

      79.78 Q4

      NI 142: % of vulnerable people who are supported to maintain independent living

      97.99%

      Q4

      98.05%

      Q4

      99.13%

      Q4

      99.0%

        Appendix 2

        2008/09 Capital expenditure

      1 In December 2006 cabinet approved the adult services strategy to increase the availability of Extra-care housing where the department has sole nomination rights. This will enable the department to provide care at home for the physically frail who might previously have had little choice but to enter residential care.

          In 2008/09 we provided 244 enhanced scheme units to create extra- care beds. By 2013 we will have added a further 240 new build extra- care units. In addition, we currently provide 1,192 beds comprising 692 residential and 500 nursing in-house beds. This compares to 942 beds in 2003.

          The development of new build Extra Care schemes is progressing well, with new build projects progressing in Gosport, Basingstoke (Brighton Hill), Fleet and Andover. We are also progressing seven enhanced sheltered housing schemes in Fareham, Andover, Basingstoke, Aldershot, Eastleigh, Lymington and Denmead. This is a key programme in the development of the market to meet future aspirations to support people to remain independent in their own homes.

          In February 2009 capital works were completed on Bishops Waltham House, a building that provides residential care for up to 36 older people at any one time. The scheme involved internal refurbishment, reconfiguration, minor alterations and improvements to the facilities, to enhance the quality of place and improve safety for residents and staff at the Home. The capital works were completed in February 2009 at a cost of £830,500.

          The outturn for 2008/09 is set out below with details of the total resources and of the individual schemes started/completed in the year appearing in Appendix 2(a).

         

        £'000

        Total resources

        10,571

        Value of schemes started/completed in 2008/09

        4,786

        Balance of Cash Limit

        5,785

      2 The total programme limit for 2008/09 amounted to £10.6m and schemes to the value of £4.8m were committed in the year. Schemes to the value of £5.8m are to be carried forward to 2009/10.

      3 Schemes not started in 2008/09 and to be carried forward to 2009/10 include the balance of minor works in residential and day care premises, furniture and equipment, and improvements to residential homes. The list of schemes started and proposed for carry forward are included in Appendix 2(a).

      4 In accordance with the County Council's Financial Procedures, the final costs of capital schemes controlled on an expenditure basis completed in 2008/09 are listed in Appendix 2(a). "Completed" in this context means when the final payment has been made. Some of these schemes may have been in operation prior to April 2008, but the final payment was only made in 2008/09. The final cost of the schemes completed in 2008/09 is £4.8m.

Appendix 2(a)

      Adult Services

      Capital Expenditure 2008/09

         

      £'000

      1

      Construction of total resources

       
       

      Original programme limit per 2008/09 budget book

      2,576

       

      Cash limit brought forward from 2007/08

      3,802

       

      Share of 2007/08 capital receipts

      320

       

      Extra Care Housing Grant

      1,592

       

      Social Care Infrastructure Grant

      281

       

      Revenue underspending from 2007/08 transferred to capital

      2,000

         

      10,571

           

      2

      Schemes committed during 2008/09

       
       

      Furniture and equipment in Residential and Day care Premises

      221

       

      Minor works in Residential and Day care Premises

      683

       

      Fire precautions/improvements in OP Homes

      666

       

      Extra Care Housing Grant

      1,592

       

      Extra Care Housing Local Resource

      1,350

       

      Improving the Care Homes Environment

      263

       

      Information Management Grant

      11

       

      Total schemes committed during 2008/09

      4,786

           

      3

      Schemes carried forward, to be approved by the Cabinet to start in 2009/10

       
       

      a) Schemes controlled on a starts basis:

       
       

      Minor Works in Residential and Day Care Premises

      380

       

      Furniture and Equipment in Residential and Day Care Premises

      394

       

      Furniture and Equipment in Office Bases

      275

       

      OP Homes Fire precautions/Improvements

      1,627

       

      b) Schemes controlled on an expenditure basis - adjustment for variation between planned and actual expenditure:

       
       

      Mental Health Supported Capital Expenditure (Revenue)

      432

       

      Mental Health Grants

      291

       

      Information Management System

      137

       

      Extra Care Supported Housing

      402

       

      Community Equipment Stock

      300

       

      IT Equipment

      188

       

      IT Projects

      960

       

      Social Care Infrastructure grant

      281

       

      Improving the Care Homes Environment

      118

       

      Total

      5,785

      4

      Summary of 2008/09 capital programme:

       
       

      Total resources

      10,571

       

      Schemes committed during 2008/09

      4,786

       

      Balance of cash limit as 31 March 2009

      5,785

       

      Schemes carried forward to 2009/10

      -5,785

       

      Net balance of cash limit remaining to meet inflation costs

      -

       

      Cash limit carried forward to 2009/10

      5,785

      5

      Costs of capital schemes completed/started in 2008/09

       
       

      Scheme

      Final cost

      Funded from external contributions

      Net cost chargeable to capital cash limit

      Latest approved cost

      Variation

       

      Completed projects:

      £'000

      £'000

      £'000

      £'000

      £'000

       

      Improving the care homes environment

      263

       

      263

      263

      0

       

      Information Management Grant

      11

       

      11

      11

      0

       

      Sub-total

      274

       

      274

      274

      0

       

      Starts and block schemes

               
       

      Furniture and equipment in residential and day centres

      221

       

      221

      221

      0

       

      Fire precautions and improvements in OPH

      666

       

      666

      666

      0

       

      Extra care housing grant

      1,592

       

      1,592

      1,592

      0

       

      Extra care local resource

      1,350

       

      1,350

      1,350

      0

       

      Minor Works

      683

       

      683

      683

      0

       

      Sub-total

      4,512

       

      4,512

      4,512

      0

       

      Total

      4,786

       

      4,786

      4,786

      0

      Appendix 3

        2009/10 Overall Revenue Budget strategy and projected outturn

        Budget Strategy

      1 The budget strategy for 2009/10 takes account of partial in year implementation of many of the Hampshire model's proposals, including for example self directed support, early intervention and prevention, and the further development of business processes linked to Hantsdirect.

      2 A long term implementation plan with detailed transition activities, longer term changes, timescales, and implementation dates and communications plan is being formulated. This will enable successful delivery of the proposed model over an agreed timescale, within agreed budgets and meeting performance standards as required. Experience from other major projects, including the Phase 1 work in Basingstoke has shown that the roll out of change that impacts on service users and the market, need a longer implementation timescale for them to have sustainable outcomes. The Transformation programme includes:

          · The Hampshire Model

            o Universal Offer

            o Free Crisis Care

            o Self Directed Support

            o Carers

            o User led initiatives

            o Market development

          · Learning Disability integration

          · NHS transfer of LD Services

          · Extra Care

          · HantsDirect

          · Common Assessment Framework

          · Care Governance

          · Safeguarding (Performance Data)

          The budget is constructed at the cash limit and allows for:

        Category

        £m

        Pressures

        18.5

        Savings

        (8.3)

        Net Growth

        10.2

        5.4% Cash Increase

        (6.7)

        Further savings to be identified *

        (3.5)

        Balance

        0

          * This shortfall for 2009/10 has now been covered by planned carry forward from 2008/09 of £3.5m. Further savings will be required for 2010/11 onwards.

      3 The report for the first two months of this financial year shows the projected outturn to be in line with the budget. The current cash limit amounts £305.6m. There has been a net increase of £756,000 to the cash limit. The movement in the cash limit is set out in the table below:

       

      £ m

      Budget as per Budget Book 2009/2010

      304.840

      50% of £495,000 underspend (one-off)*

      0.248

      Transfer to capital of 50% of £495,000

      -0.248

      Campus closure grant

      0.222

      Invest to Save

      0.090

      Stroke grant

      0.120

      New grants

      0.272

      Technical adjustments

      0.052

      Cash limit as at 24 July 2009

      305.596

                * as approved by the Policy & Resources Executive Member decision on 19 May 2009.

      4 This is the first budget monitoring for 2009/10 and needs to be treated with some caution at this early stage of the year with only two months spending incurred. Potential risks have been identified and plans are in place to ensure the outturn comes in on budget.

      5 The overall position by business group may be summarised as follows:

        Client Group

        Adjusted P2 Cash Limit 2009/10 (£000)

        Projected Spend (to 31/03/10) (£000)

        Variation Over/(Under) Spend

        £'000

        %

        Director and Performance & Business Management

        24,918

        24,918

        -

        -

        Commissioning and Partnerships

        46,895

        46,895

        -

        -

        Older People / Physical Disability

        159,690

        159,690

        -

        -

        Learning disability

        61,123

        61,123

        -

        -

        Mental Health

        10,293

        10,293

        -

        -

        Contingency & Centrally Held

        2,677

        2,677

        -

        -

        Grand Total

        305,596

        305,596

        -

        -

          Note: The table above analyses the budget in terms of management responsibility and is not, therefore, the same as the presentation used in the budget book, which follows the external reporting requirements of CIPFA's best value accounting code of practice. More detailed information is given in Appendix 3(a).

      6 The Director, Performance & Business Management projection is in line with the budget. Should cost pressures arise in the year management action will be taken to contain these within budget.

      7 Commissioning and Partnerships is forecasting a balanced budget position across the client groups.

      In April 2006 Hampshire County Council and the eleven District Councils in partnership signed up to Target 14 of the Local Public Service Agreement 2 (LPSA2), which set a target of 264 people to be housed over the three year period April 2006 to April 2009. Having achieved this stretch target in the specified time period the partnership will receive £1.8m Reward Grant, of which £0.3m will come to Hampshire County Council. This is ring fenced for the purpose of housing for people with assessed care needs and will be received as a mixture of capital and revenue across 2009/10 and 2010/11. The split between capital and revenue will be determined following ongoing negotiations with the District Councils and will be confirmed in a future report.

      8 Within Older People and Physical Disability there are net pressures of £1.1m offset by contingencies resulting in a balanced position as summarised below and explained in the following paragraphs.

          In-house Services are currently projecting an overspend of £1.2m, primarily staffing costs due to high levels of vacancies, staff turnover and sickness, covered by using overtime and agency staff to ensure safe staffing levels are maintained.

          Action: Budget surgeries have been held with all Service Managers and Unit Managers to develop financial recovery plans for each unit, including:

            · work force plans and recruitment strategies are being developed to take advantage of the current economic climate

            · the findings from the recent review of rosters will be implemented to make more efficient use of available care hours

            · and there will be phased recruitment to the new domestic posts approved in the 2009/10 budget process.

          Senior management will consolidate these into an overall financial recovery plan aimed to deliver a balanced budget.

          Purchased Services are overall showing a balanced budget, however, Personalisation and the trend of clients choosing to direct their own care and/or live at home as an alternative to residential care, has resulted in a shift in spend of £3.5m to domiciliary care and Direct payments which will be offset by reductions of £3.5m on more traditional residential models of care.

          Action: Realignment virements are being proposed as explained in para. 13 in appendix 3 below.

          Due to changes made to how income is allocated to budgets, and the overachievement of NRC income targets in 2008/09, income budgets were increased in 2009/10 to more accurately reflect anticipated levels of income. This will be tightly monitored over the year, to track any potential impact on income of the current economic climate.

          Additionally, new DOH guidance on the 12 week property disregard, clarifies that the scheme is available to clients from when they are first known to HCC, not from when they first receive residential care. This subtle distinction increases the number of clients who could be eligible and therefore could potentially impact upon income received under Charging for residential accommodation guide (CRAG). However, it is not possible to quantitatively predict the impact at this stage.

      9 The Learning Disability sector is showing a balanced budget as at period 2. There are, nevertheless, a number of areas of high risk that will need to be closely managed and monitoring over the coming months.

      Ordinary Residence: There has been increased activity from Other Local Authorities (OLAs) looking to reclaim Ordinary Residence costs for clients who have taken out a tenancy in Hampshire. Costs incurred of £200,000 have been absorbed by the £850,000 provided for in the 2008/09 accounts. However, there is potential for more and larger claims to be made.

      Action
      : The Head of the Integrated Learning Disability Service is working closely with Legal Services to ensure that all cases are robustly challenged and that all cases that Hampshire County Council can pursue from OLAs are followed up.

      Supporting People Savings: There are £965,000 savings required from the reinvestment fund set aside by Supporting People for Adult Services as part of the Support People Strategic Review of Learning Disability Sector. Details on how the investment fund can be utilised needs to be agreed with the County Core Group, the partnership board for Supporting People.

      Action
      : The Head of the Integrated Learning Disability Service and the Assistant Director for Business and Performance are working closely with Supporting People to maximise the effectiveness of the reinvestment fund.

      Continuing Health Care: Included in the budget for transition clients is a £1m provision for reductions in the gross cost of the transition clients. This is largely to be sourced from achieving Continuing Health Care income for qualifying clients. There is currently a backlog of some 100 cases awaiting ratification by Hampshire Primary Care Trust (PCT) which represents a potential income of £1.5m. Delays in achieving the resolution of these cases could affect the achievement of this target.

      Action
      : The Head of the Integrated Learning Disability Service and the Departmental Lead for Continuing Health Care are planning to divert additional resources to this issue to speed up the resolution of these cases.

      Updates on these areas will be given in future reports.

      10 Mental Health-Operations are forecasting a balanced budget at this stage. This is mainly the result of ongoing strong management action around the containment of the number of residential placements, which has reduced by 5 since the budget was set.

        Contingency

      11 The contingency is made up of:

            o Contingency in the base budget £1.4m

            o Savings and contingency funding to be identified -£3.5m

            o Planned carry forward from 2008/09 (one off) £3.8m

            -------

            o Total contingency after carry forward addition £1.7m

            o Contingency for specific pressures £0.2m

            (e.g. section 117 etc)

              --------

            o Total in table in para 5 above £1.9m

              --------

      12 At this stage of the year the contingency needs to be kept intact to cover winter or operational or transitional pressures which may occur as the year progresses.

      13 Realignment Virements

          As described in para. 8 in appendix 3 above, Personalisation and the trend of clients living in their own homes has had a much bigger impact on OP/PD spending patterns than originally provided for in the budgets. It is proposed to allocate £3.5m from OP/PD purchased nursing (£2.5m) and residential care budgets (£1.0m) to domiciliary care (£2.8m) and Direct Payments budgets (£0.7m).

          Supporting People

      14 Supporting People is showing a balanced position as the end of May. This includes the £3.9m that was carried forward from the underspend on its grant from 2008/09.

      Currently the service is on course to meet its three-year financial strategy which is to use this carry forward to underwrite the fact that for 2009/10 the grant has been held at 2008/09 levels (£31m) and will decrease by £894,000 in 2010/11. This will allow it time to review its contracts so by the end of March 2010 it will be in a balanced financial position.

      It is planned that the ring fence around the supporting people grant will be removed in April 2010 when it becomes part of Area Based Grant (ABG). At this stage it is not anticipated that the Supporting People grant will be cut further in the next Comprehensive Spending Review. Nevertheless, funding continuing at the existing level is at risk and future planning will take this into account. Any announcements from central government will be closely monitored by the Supporting People team.

      Drug and Alcohol Action Team

      15 For the end of May DAAT is reporting a balanced outturn forecast. This includes the £750,000 carried forward from the underspend in the 2008/09 grant. As described in the paper on the Strategic Review of Substance Misuse that went to Executive Member on 26th June 2009 the intention is to utilise the carry forward to compensate in the short term for the £647,961 reduction in grant funding from 2008/09 to 2010/11. As part of the short term financial strategy it is anticipated that there will be £0.5m underspend in 2009/10 which will be carried forward to the following financial year to offset the reduction in grant funding. It is anticipated that through the re-commissioning of services that will take place as part of the next stage of the Strategic Review that the service will achieve a sustainable balanced budget position by the end of March 2011.

      In the Adult Services budget preparation for 2009/10 there was a budget bid for £102,000 to compensate for the anticipated decrease in grant funding from other partner organisations. As that decrease has not materialised the £102,000 will not be required for 2009/10. However, as set out in the Executive Member paper it is intended that this sum be carried to 2010/11 to support the medium term financial plan described above.

          Other Factors

      16 In addition the following factors need consideration.

      17 Outstanding debt relating to client contributions being actively managed by the Write Off Panel totals £589,000 of which £157,000 is at risk of being taken to the write-off panel for further consideration. To date there are no proposed write-off over the £5,000 limit that require formal write off by the Executive Member. Debts written-off so far this year under £5,000 are £18,863.

      18 Outstanding debt from other local authorities and Health has decreased from £237,000 to £149,000 between end of March and end of May 2009. It is all anticipated to be recovered.

      19 There is a continuing risk around ordinary residence. Hampshire is a net importer of residents in residential care funded by other local authorities. It is probable Hampshire will have to pick up the costs of those clients placed by another authority in a Hampshire home which subsequently de-registers. The current risk was assessed at £850,000 and provided for in the 2008/09 accounts. These risks will be continually monitored and reported on when the position is clearer.

      Appendix 3(a) Comparison of Period 2 Projected Outturn with the latest Cash Limit

       

       

      Provisional Cash Limit Adjustments 

      Client Group

      Original P2 Cash Limit 2009/10 (£000)

      50% of £495k underspend (one-off) (£000)

      Transfer to capital of 50% of £495k (£000)

      08/09 Grants carry forwards (£000)

      New Grants (£000)

      Technical Adjust. (£000)

      Adjusted P2 Cash Limit 2009/10 (£000)

      Total Actuals as at 31/05/09 (£000)

      Projected Spend (to 31/03/10) (£000)

      Variation Over/(Under) Spend

      £'000

      %

       

       

       

       

       

       

       

       

       

       

       

      Director (inc Director, Director's Office, Admin, Comms & Complaints)

      1,024

      -

      -

      -

      -

      -

      1,024

      (58)

      1,024

      -

      -

      Performance and Business Management

      23,863

      -

      -

      -

      -

      31

      23,894

      1,484

      23,894

      -

      -

      Commissioning and Partnerships

      46,159

      -

      -

      432

      272

      32

      46,895

      10,193

      46,895

      -

      -

      Older People / Physical Disability

      159,690

      -

      -

      -

      -

      -

      159,690

      22,456

      159,690

      -

      -

      Learning Disability

      61,123

      -

      -

      -

      -

      -

      61,123

      5,362

      61,123

      -

      -

      Mental Health

      10,293

      -

      -

      -

      -

      -

      10,293

      1,316

      10,293

      -

      -

      Centrally Held

      2,688

      248

      (248)

      -

      -

      (11)

      2,677

      (1,218)

      2,677

      -

      -

      Grand Total

      304,840

      248

      (248)

      432

      272

      52

      305,596

      39,535

      305,596

      -

      -

        2009/10 Government Grants Appendix 3(b)

        1 The 2009/10 government grants allocation of £53.148m for the service is summarised in this appendix.

      2 This is the second year of the Social Care Reform grant introduced for a period of three years, to promote inclusion in communities. The grant is £3.6m in 2009/10 (£1.5m in 2008/09) and £4.5m in 2010/11 and is being used to implement the personalisation agenda, including Self Directed Support (SDS). The ultimate aim is to empower individuals who are in need of support in the definition and purchase of services they need for their well being. The grant is to pay for the costs of the transformation required including Self Directed Support, not for operations. The future of the funding beyond the 3 year period is uncertain.

          The 2009/10 grant has been allocated as follows:

          Use of funding

          £'000

          Self Directed Support

          1,664

          Care Choice

          348

          Community Innovations

          960

          Integrated LD Teams

          250

          Swift upgrade

          45

          Training

          50

          Time to think

          250

          Carebrokers

          51

          Total

          3,618

      3 This is also the second year of the LD campus reprovision grant. The total available is £1.967m plus £222,000 carry forward and has been allocated as follows:

          Use of funding

          £'000

          Person Centred Planning including working with families

          168

          Care Management

          438

          Housing related work

          678

          Support for Health Action Planning

          200

          Workforce development and training

          150

          Support and advocacy

          415

          Support for more inclusive community based activities

          100

          Support to help people get into employment

          40

          Total *

          2,189

            * includes £222,000 carry forward per para 4 in appendix 3(b) below

      4 The Policy & Resources Executive Member decision on 19 May 2009 has already approved the carry forward of unspent government grant of £432,000 as follows:

          · £222,000 Learning Disability Campus Closure

          · £120,000 Stroke Care for adults in the community

          · £90,000 Invest to Save

      5 It has recently been announced that HIV aids support grant will increase by £103,000. This addition will be reflected in the next monitoring report.

      2009/10 GOVERNMENT GRANTS

       

      Variations

       

      Grants 2008/09 £'000

      Existing Grants £'000

      Grants 2009/10 £'000

      Specific Grants

       

       

       

      Stroke Carers

       

      145

      145

      HIV/Aids Support

      133

       

      133

      Homeworker's scheme

      2

       

      2

      Social Care Reform

      1,537

      2,081

      3,618

      Invest to Save

      240

       

      240

      Learning Disabilities Campus Programme

       

      1,967

      1,967

      Handy Person

       

      150

      150

      Total Specific Grants excl Supporting People

      1,912

      4,343

      6,255

      Supporting People Care Grant

      31,010

       

      31,010

      Total Specific Grants inc Supporting People

      32,922

      4,343

      37,265

      Area Based Grants

       

       

       

      Adult Services

       

       

       

      Mental Health Grant

      2,230

      111

      2,341

      Drug Action Team

      103

       

      103

      Young People Substance Misuse

       

      210

      210

      Additional Young People Substance Misuse

       

      154

      154

      Adult Social Care Workforce (was NTS/HR)

      1,879

      87

      1,966

      Carers Grant

      3,278

      250

      3,528

      Preserved Rights

      5,756

      (262)

      5,494

      IMCA & IMCAS Mental Capacity Grant

      433

      116

      549

      Supporting People Admin

      779

      (61)

      718

      Learning Disability Development Fund

      699

      (1)

      698

      Total Adults Area based Grants

      15,157

      604

      15,761

      Policy & Resources Area Based Grants

       

       

       

      Safe & Strong Communities

       

      122

      122

      Total Area based Grants

      15,157

      726

      15,883

       

       

       

       

      Total Grants inc Supporting People

      48,079

      5,069

      53,148

      Increase between 08/09 & 09/10

       

       

      5,069

      2009/10 Client activity Appendix 3(c)

      1 The current client activity is currently 510 higher than the budgeted level. The significant variances are:

            · Domiciliary care 461 above budgeted level, reflecting Personalisation and clients choosing to live in their own homes.

            · Day care 122 below budgeted level, primarily OP clients, which is reflected by a small underspend on this care type.

            · Direct Payments 65 above budgeted level. The SDS Phase 1 in Basingstoke and County wide management action to increase take up of Direct Payments to promote personalisation and meet performance targets, has resulted in the targeted client activity being exceeded.

          The movement in the individual client groups is summarised below and detailed in the following tables. The budget activity below will be adjusted in the next report to reflect the movement of funding recommended in this report. Activity levels here are presented using more accurate "Average weekly cost" data basis which supersedes the Client Management Activity (CMA) data set used in previous client activity reports.

      (Client Group Activity by Care Type and by External & Internal Provider)

                                                         

       

       

       

       

       

      Movement Between Budgeted 0910 & May 09

                                             

      Care Type

      Budgeted 0910

      Apr-09

      May-09

       

                                             

      Nursing Care - External

      1394

      1,514

      1,504

       

      110

                                             

      Nursing Care - In-house

      465

      392

      378

       

      -87

                                             

      sub-total Nursing Care

      1859

      1,906

      1,882

       

      23

                                             

      Residential Care - External

      2648

      2,710

      2,671

       

      23

                                             

      Residential Care - In-house

      761

      819

      793

       

      32

                                             

      sub-total Residential Care

      3409

      3,529

      3,464

       

      55

                                             

      Domiciliary Care - External

      6626

      7,290

      7,238

       

      612

                                             

      Domiciliary Care - In-house

      689

      530

      538

       

      -151

                                             

      sub-total Domiciliary Care

      7315

      7,820

      7,776

       

      461

                                             

      Day Care - External

      2185

      1,966

      1,919

       

      -266

                                             

      Day Care - In-house

      1442

      1,594

      1,586

       

      144

                                             

      sub-total Day Care

      3627

      3,560

      3,505

       

      -122

                                             

      Direct Payments - External

      853

      891

      918

       

      65

                                             

      Direct Payments - In-house

       

      0

      0

       

      0

                                             

      sub-total Direct Payments

      853

      891

      918

       

      65

                                             

      Other - External

      0

      86

      28

       

      28

                                             

      Other - In-house

      0

      0

      0

       

      0

                                             

      sub-total Other

      0

      86

      28

       

      28

                                             

      Grand Total

      17,063

      17,792

      17,573

       

      510

                                             

                   

      Client Group Activity Analysis by Care Type

      Older People

       

       

       

       

      Movement Between Budgeted 0910 & May 09

                                           

      Care Type

      Budgeted 0910

      Apr-09

      May-09

                                             

      Nursing Care

      1,732

      1,778

      1,755

       

      23

                                           

      Residential Care

      2,286

      2,444

      2,396

       

      110

                                           

      Domiciliary Care

      5,273

      5,682

      5,708

       

      435

                                           

      Day Care

      1,849

      1,645

      1,585

       

      -264

                                           

      Direct Payments

      245

      206

      219

       

      -26

                                           

      Other

      0

      3

      0

       

      0

                                           

      Total

      11,385

      11,758

      11,663

       

      278

                                           

      Physical Disabilities

       

       

       

       

      Movement Between Budgeted 0910 & May 09

                                           

      Care Type

      Budgeted 0910

      Apr-09

      May-09

                                             

      Nursing Care

      94

      90

      87

       

      -7

                                           

      Residential Care

      122

      129

      130

       

      8

                                           

      Domiciliary Care

      675

      817

      801

       

      126

                                           

      Day Care

      346

      334

      328

       

      -18

                                           

      Direct Payments

      392

      420

      427

       

      35

                                           

      Other

      0

      6

      0

       

      0

                                           

      Total

      1,629

      1,796

      1,773

       

      144

                                           

      Learning Disabilities

       

       

       

       

      Movement Between Budgeted 0910 & May 09

                                           

      Care Type

      Budgeted 0910

      Apr-09

      May-09

                                             

      Nursing Care

      19

      25

      27

       

      8

                                           

      Residential Care

      885

      859

      843

       

      -42

                                           

      Domiciliary Care

      1,096

      1,047

      996

       

      -100

                                           

      Day Care

      1,232

      1,259

      1,259

       

      27

                                           

      Direct Payments

      192

      244

      250

       

      58

                                           

      Other

      0

      51

      0

       

      0

                                           

      Total

      3,424

      3,485

      3,375

       

      -49

                                           

      Mental Health

       

       

       

       

      Movement Between Budgeted 0910 & May 09

                                           

      Care Type

      Budgeted 0910

      Apr-09

      May-09

                                             

      Nursing Care

      14

      13

      13

       

      -1

                                           

      Residential Care

      116

      97

      95

       

      -21

                                           

      Domiciliary Care

      271

      274

      271

       

      0

                                           

      Day Care

      200

      322

      333

       

      133

                                           

      Direct Payments

      24

      21

      22

       

      -2

                                           

      Other

      0

      26

      28

       

      28

                                           

      Total

      625

      753

      762

       

      137

                                           
       

       

       

       

                                               

      Grand Total

      17,063

      17,792

      17,573

       

      510

                                           

                     

      (Client Group Activity by Care Type and by External & Internal Provider)

      Provider

      Care Type

      Budgeted 0910

      Apr-09

      May-09

       

      Movement b/w Budgeted 0910 & May 09

                                               

       

      OLDER PEOPLE

       

       

                                                   

      External

      Nursing

      1,267

      1,386

      1,377

       

      110

                                               

       

      Residential

      1,607

      1,735

      1,700

       

      93

                                               

       

      Dom Care

      4,715

      5,253

      5,265

       

      550

                                               

       

      Day Care

      1,306

      1,121

      1,069

       

      -237

                                               

       

      Direct Payment

      245

      206

      219

       

      -26

                                               

       

      Other

      0

      3

      0

       

      0

                                               

       

      Total External

      9,140

      9,704

      9,630

       

      490

                                               

      Inhouse

      Nursing

      465

      392

      378

       

      -87

                                               

       

      Residential

      679

      709

      696

       

      17

                                               

       

      Dom Care

      558

      429

      443

       

      -115

                                               

       

      Day Care

      543

      524

      516

       

      -27

                                               

       

      Other

      0

      0

      0

       

      0

                                               

       

      Total Inhouse

      2,245

      2,054

      2,033

       

      -212

                                               

       

      OP TOTAL

      11,385

      11,758

      11,663

       

      278

                                               

      Provider

      Care Type

      Budgeted 0910

      Apr-09

      May-09

       

      Movement b/w Budgeted 0910 & May 09

                                               
       

      PHYSICAL DISABILITY

       

       

                                                 

      External

      Nursing

      94

      90

      87

       

      -7

                                               

       

      Residential

      103

      104

      104

       

      1

                                               

       

      Dom Care

      620

      792

      780

       

      160

                                               

       

      Day Care

      196

      193

      186

       

      -10

                                               

       

      Direct Payment

      392

      420

      427

       

      35

                                               

       

      Other

      0

      6

      0

       

      0

                                               

       

      Total External

      1,405

      1,605

      1,584

       

      179

                                               

      Inhouse

      Residential

      19

      25

      26

       

      7

                                               

       

      Dom Care

      55

      25

      21

       

      -34

                                               

       

      Day Care

      150

      141

      142

       

      -8

                                               

       

      Other

      0

      0

      0

       

      0

                                               

       

      Total Inhouse

      224

      191

      189

       

      -35

                                               

       

      PD TOTAL

      1,629

      1,796

      1,773

       

      144

                                               
                                                             

      Provider

      Care Type

      Budgeted 0910

      Apr-09

      May-09

       

      Movement b/w Budgeted 0910 & May 09

                                               
       

      LEARNING DISABILITIES

       

       

                                                 

      External

      Nursing

      19

      25

      27

       

      8

                                               

       

      Residential

      822

      774

      772

       

      -50

                                               

       

      Dom Care

      1,091

      1,041

      991

       

      -100

                                               

       

      Day Care

      483

      458

      458

       

      -25

                                               

       

      Direct Payment

      192

      244

      250

       

      58

                                               

       

      Other

      0

      51

      0

       

      0

                                               

       

      Total External

      2,607

      2,593

      2,498

       

      -109

                                               

      Inhouse

      Residential

      63

      85

      71

       

      8

                                               

       

      Dom Care

      5

      6

      5

       

      0

                                               

       

      Day Care

      749

      801

      801

       

      52

                                               

       

      Other

      0

      0

      0

       

      0

                                               

       

      Total Inhouse

      817

      892

      877

       

      60

                                               

       

      LD TOTAL

      3,424

      3,485

      3,375

       

      -49

                                               

      Provider

      Care Type

      Budgeted 0910

      Apr-09

      May-09

       

      Movement b/w Budgeted 0910 & May 09

                                               
       

      MENTAL HEALTH

       

       

                                                   

      External

      Nursing

      14

      13

      13

       

      -1

                                               

       

      Residential

      116

      97

      95

       

      -21

                                               

       

      Dom Care

      200

      204

      202

       

      2

                                               

       

      Day Care

      200

      194

      206

       

      6

                                               

       

      Direct Payment

      24

      21

      22

       

      -2

                                               

       

      Other

      0

      26

      28

       

      28

                                               

       

      Total External

      554

      555

      566

       

      12

                                               

      Inhouse

      Dom Care

      71

      70

      69

       

      -2

                                               

       

      Day Care

      0

      128

      127

       

      127

                                               

       

      Other

      0

      0

      0

       

      0

                                               

       

      Total Inhouse

      71

      198

      196

       

      125

                                               

       

      MH TOTAL

      625

      753

      762

       

      137

                                               
                                                             
       

      GRAND TOTAL

      17,063

      17,792

      17,573

       

      510

                                               

                      Appendix 3(d)

      2009/10 Staffing update

      The summary table below monitors the progress of recruiting additional staff as at the end of May 2009 compared with additional provision in the budget.

      Additional Staff for 2009/10

      Budget (fte)

      Recruited (fte)

      Funding source

      Workforce plan increase agreed 1.10.08

      32

      5

      Budget

      New Posts in 2009/10 Budget

           

      Dependency and demographic growth

      18.6

      5.3

      Budget

      Transformation growth

      9.3

      0.8

      Budget

      Safe and secure growth

      8.5

      3

      Budget

      Other operational pressures

      22.5

      0.5

      Budget

      Efficiency savings

      (5.4)

      (4)

      Budget

      Social care reform grant

      30

      16

      Grant

      LD campus reprovision grant

      21

      8

      Grant

      Stroke Carers grant

      2

      2

      Grant

      Subtotal budget provision

      138.5

      36.6

       

      Additional posts

           

      Common Assessment Framework

      4

      -

      Grant

      Domestic Abuse Co-ordinator

      1

      1

      External

      Deprivation of Liberties Safeguarding

      1

      1

      Grant

      Subtotal

      6

      2

       

      Total additional posts

      144.5

      38.6

       

                      Appendix 4

      2009/10 Capital Programme Position

      1 The total capital cash limit for 2009/10 is £11.845m as set out in the table below. This includes £5.8m carried forward from the 2008/09 programme and £247,500 50% underspend transferred from revenue (to be agreed by Cabinet), and £1.7m carried forward from 2008/09 revenue, already agreed by Cabinet. The re-scheduling of the 2008/09 programme was due to delays on projects, technical resource constraints and also future pressures on capital resources required for investment in older peoples homes, extra care housing and IT.

      2 The £247,500 50% underspend transferred from revenue is planned to be spent on integrated service bases for the integrated Learning Disability team.

      3 The capital programme position is summarised below. It includes proposals to redirect £960,000 existing resources to essential improvements and fire precautions at older people homes. The £1.7m planned transfer from revenue at the end of 2008/09 will be enable a further £500,000 to be invested in improvements to older peoples homes and £1.2m to be invested in Extra Care Housing. The programme includes £1.2m grant for the Common Assessment Framework pilot which is a two year programme with a further £1.6m grant due in 2010/11. More details are in Appendix 4(a).

      4 It should be noted that the capital programme will be under pressure in 2010/11 and 2011/12 and will require additional resource to deliver transition capital infrastructure. Predicted shortfalls are £1.3m in 2010/11 and £0.3m in 2011/12.

      Capital Programme 2009/10 - Position as at -

      May

         

      Resources

      £'000s

      2009/10 Capital Programme

      2,884

      Balance of Cash Limit brought forward from 2008/09

      5,785

      Capital Receipts

      28

      Revenue Contribution to Capital Programme already agreed*

      1,700

      Revenue Contribution to Capital Programme - to be agreed

      248

      Common Assessment Framework Grant

      1,200

      Capital Cash Limit 2009/10

      11,845

      Schemes committed (at contract prices)

      4,010

      Schemes not yet committed (at latest approved prices)

      7,835

      Total schemes

      11,845

          *Carried forward from 2008/09 revenue

      Summary of 2009/10 Capital Programme Position Appendix 4(a)

      Capital Programme 2009/10 - Position as at -

      May

         

      Resources

      £'000s

      2009/10 Capital Programme

      2,884

      Balance of Cash Limit brought forward from 2008/09

      5,785

      Capital Receipts

      28

      Revenue Contribution to Capital Programme - already agreed

      1,700

      Revenue Contribution to Capital Programme - to be agreed

      248

      Common Assessment Framework

      1,200

      Capital Cash Limit 2009/10

      11,845

         

      Schemes committed (at contract prices)

       

      Furniture and Equipment in Residential and Day Care Premises

      116

      Minor Works in Residential and Day Care Premises

      95

      Furniture and Equipment in Office Bases

      32

      OPH Fire precautions / Improvements

      1,934

      IT Equipment

      24

      IT Projects

      154

      Common Assessment Framework Pilot

      63

      Extra Care Housing Grant

      1,592

      Sub-Total

      4,010

         
         

      Schemes not yet committed (at latest approved prices)

       

      Furniture and Equipment in Residential and Day Care Premises

      96

      Minor Works in Residential and Day Care Premises

      459

      Furniture and Equipment in Office Bases

      68

      OPH Fire precautions / Improvements

      1,344

      Community Equipment Stock

      67

      IT Equipment

      216

      IT Projects

      806

      MH (SCE) Infrastructure and systems

      432

      Social Care Infrastructure Grant ( formerly Information Management Grant)

      719

      Common Assessment Framework Pilot

      1,137

      MH Grants

      582

      Extra Care Housing (Local resource)

      1,661

      LD Integration bases

      248

      Sub-Total

      7,835

      Total schemes

      11,845